0001195734-24-000004.txt : 20240109 0001195734-24-000004.hdr.sgml : 20240109 20240109160306 ACCESSION NUMBER: 0001195734-24-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240103 FILED AS OF DATE: 20240109 DATE AS OF CHANGE: 20240109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wright Robert D. CENTRAL INDEX KEY: 0001593559 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36104 FILM NUMBER: 24523245 MAIL ADDRESS: STREET 1: 111 N. CANAL STREET, SUITE 850 CITY: CHICAGO STATE: IL ZIP: 60606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: POTBELLY CORP CENTRAL INDEX KEY: 0001195734 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] ORGANIZATION NAME: 07 Trade & Services IRS NUMBER: 364466837 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 111 N. CANAL STREET 2: SUITE 325 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3129510600 MAIL ADDRESS: STREET 1: 111 N. CANAL STREET 2: SUITE 325 CITY: CHICAGO STATE: IL ZIP: 60606 4 1 wk-form4_1704834170.xml FORM 4 X0508 4 2024-01-03 0 0001195734 POTBELLY CORP PBPB 0001593559 Wright Robert D. 111 N. CANAL SUITE 325 CHICAGO IL 60606 1 1 0 0 President and CEO 0 Common Stock 2024-01-03 4 A 0 9842 0 A 687872 D Common Stock 2024-01-03 4 F 0 4394 10.16 D 683478 D Common Stock 2024-01-08 4 M 0 19685 A 703163 D Common Stock 2024-01-08 4 F 0 7746 12.12 D 695417 D Common Stock 2024-01-08 4 M 0 36764 A 732181 D Common Stock 2024-01-08 4 F 0 14743 12.12 D 717438 D Price Performance Stock Units 2024-01-03 4 A 0 39370 0 A Common Stock 39370 39370 D Price Performance Stock Units 2024-01-08 4 M 0 19685 0 D Common Stock 19685 19685 D Price Performance Stock Units 2024-01-08 4 M 0 36764 0 D Common Stock 36764 36764 D Represents an award of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. These restricted stock units vested immediately upon grant. Shares withheld for payment of tax liability upon vesting of the restricted stock units granted on January 3, 2024. On January 8, 2024, 19,685 of the Reporting Person's price performance stock units vested. Shares withheld for payment of tax liability upon vesting of the price performance stock units granted on January 3, 2024. On January 8, 2024, 36,764 of the Reporting Person's price performance stock units vested. Shares withheld for payment of tax liability upon vesting of the price performance stock units granted on January 6, 2023. Each price performance stock unit represents a contingent right to receive one share of the Issuer's common stock. The price performance stock units vest, if at all, in two installments upon the Issuer's common stock achieving two specified market price targets. Each price performance stock unit represents a contingent right to receive one share of the Issuer's common stock. The price performance stock units vest, if at all, in three installments upon the Issuer's common stock achieving three specified market price targets. /s/ Robert D. Wright 2024-01-08