0000899243-21-014023.txt : 20210330 0000899243-21-014023.hdr.sgml : 20210330 20210330210903 ACCESSION NUMBER: 0000899243-21-014023 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210326 FILED AS OF DATE: 20210330 DATE AS OF CHANGE: 20210330 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cirulis Steven CENTRAL INDEX KEY: 0001809361 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36104 FILM NUMBER: 21789403 MAIL ADDRESS: STREET 1: 111 N. CANAL ST. STREET 2: SUITE 850 CITY: CHICAGO STATE: IL ZIP: 60606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: POTBELLY CORP CENTRAL INDEX KEY: 0001195734 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 364466837 FISCAL YEAR END: 1230 BUSINESS ADDRESS: STREET 1: 111 N. CANAL STREET 2: SUITE 850 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3129510600 MAIL ADDRESS: STREET 1: 111 N. CANAL STREET 2: SUITE 850 CITY: CHICAGO STATE: IL ZIP: 60606 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-03-26 0 0001195734 POTBELLY CORP PBPB 0001809361 Cirulis Steven 111 N. CANAL SUITE 850 CHICAGO IL 60606 0 1 0 0 SVP, Chief Financial Officer Common Stock 2021-03-26 4 M 0 28847 A 263280 D Common Stock 2021-03-30 4 S 0 9010 5.82 D 254270 D Performance Stock Units 2021-03-26 4 M 0 28847 D 2025-05-15 Common Stock 28847 0 D On March 26, 2021, 28,847 of the Reporting Person's performance stock units vested. Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock upon the Issuer's common stock achieving a specified market price. Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy withholding obligations in connection with the vesting of 28,847 of the Reporting Person's performance stock units. Represents the weighted average price of the shares sold. The prices of the shares sold pursuant to the transaction ranged from $5.82 to $5.89 per share. /s/ Steven Cirulis 2021-03-30