X0306 4 2014-07-15 0000019617 JPMORGAN CHASE & CO JPM 0001195345 DIMON JAMES JPMORGAN CHASE & CO. 270 PARK AVENUE NEW YORK NY 10017-2070 1 1 Chairman & CEO Stock Appreciation Rights 39.8300 2014-07-15 4 A 0 2000000.0000 0.0000 A 2014-07-22 2018-01-22 Common Stock 2000000.0000 2000000.0000 D See text of Footnote 1 below. Footnote 1: In 2008, Mr. Dimon was awarded 2,000,000 special Stock Appreciation Rights at an exercise price of $39.83 in recognition of the importance of his continuing long-term stewardship in realizing the Firm's potential as a premier financial institution. This award was originally reported on a Form 4 filed January 22, 2008. The number of SARs that would become exercisable and their exercisability date or dates was to be determined by the Compensation Committee and ratified by the Board (no sooner than four years from grant date). After a review of the performance of Mr. Dimon and the Firm since 2008, the Board and the Compensation Committee determined in January 2013 that all performance requirements for vesting had been met at that time. However, the Board deferred the vesting of the SARs for a period of up to 18 months (i.e., up to July 22, 2014) to allow for the continued remediation of matters related to CIO, and to enable the company and Mr. Dimon to make continued progress against strategic priorities and performance goals. The Compensation Committee and Board have taken into consideration the extent of such progress and such other factors they deemed relevant, and have determined not to defer the vesting of the SARs further, such that all of them will become exercisable on July 22, 2014. The expiration date of the SARs is January 22, 2018. /s/ Anthony Horan under POA 2014-07-17