0000914190-16-000610.txt : 20160411
0000914190-16-000610.hdr.sgml : 20160411
20160411162012
ACCESSION NUMBER: 0000914190-16-000610
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160407
FILED AS OF DATE: 20160411
DATE AS OF CHANGE: 20160411
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Arno Therapeutics, Inc
CENTRAL INDEX KEY: 0001195116
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 522286452
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 200 ROUTE 31 NORTH
STREET 2: SUITE 104
CITY: FLEMINGTON
STATE: NJ
ZIP: 08822
BUSINESS PHONE: (862) 703-7175
MAIL ADDRESS:
STREET 1: 200 ROUTE 31 NORTH
STREET 2: SUITE 104
CITY: FLEMINGTON
STATE: NJ
ZIP: 08822
FORMER COMPANY:
FORMER CONFORMED NAME: LAURIER INTERNATIONAL INC
DATE OF NAME CHANGE: 20021001
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Zukiwski Alexander A
CENTRAL INDEX KEY: 0001569782
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-52153
FILM NUMBER: 161565307
MAIL ADDRESS:
STREET 1: 200 ROUTE 31 NORTH
STREET 2: SUITE 104
CITY: FLEMINGTON
STATE: NJ
ZIP: 08822
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2016-04-07
0001195116
Arno Therapeutics, Inc
ARNI
0001569782
Zukiwski Alexander A
200 ROUTE 31 NORTH
SUITE 104
FLEMINGTON
NJ
08822
1
1
0
0
Chief Executive Officer & CMO
Common Stock
261832
D
Stock Option (right to buy)
2.40
2021-06-22
Common Stock
109375
109375
D
Stock Option (right to buy)
2.40
2021-06-22
Common Stock
55736
55736
D
Stock Option (right to buy)
2.40
2023-01-14
Common Stock
36562
36562
D
Stock Option (right to buy)
2.40
2023-01-14
Common Stock
12187
12187
D
Stock Option (right to buy)
2.40
2023-11-04
Common Stock
316389
316389
D
Stock Option (right to buy)
2.90
2024-01-24
Common Stock
711301
711301
D
Stock Option (right to buy)
.37
2016-04-07
4
A
0
1196070
0
A
2026-04-07
Common Stock
1196070
1196070
D
2012 Series A Warrants (right to buy)
1.36
2012-11-26
2017-11-26
Common Stock
183822
183822
D
2013 Series D Warrants (right to buy)
2.14
2013-10-29
2018-10-29
Common Stock
77880
77880
D
Currently exercisable.
Vests in equal 36-monthly installments commencing 12/4/13.
Vests 25% on first anniversary date and thereafter will vest in 24 equal monthly installments.
Vests one-third on the first anniversary of grant and thereafter in 24 equal monthly installments.
/s/ Christopher J. Melsha as Attorney-in-Fact for Alexander A. Zukiwski, M.D. pursuant to Power of Attorney previously filed.
2016-04-11