0000914190-16-000610.txt : 20160411 0000914190-16-000610.hdr.sgml : 20160411 20160411162012 ACCESSION NUMBER: 0000914190-16-000610 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160407 FILED AS OF DATE: 20160411 DATE AS OF CHANGE: 20160411 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Arno Therapeutics, Inc CENTRAL INDEX KEY: 0001195116 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 522286452 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 ROUTE 31 NORTH STREET 2: SUITE 104 CITY: FLEMINGTON STATE: NJ ZIP: 08822 BUSINESS PHONE: (862) 703-7175 MAIL ADDRESS: STREET 1: 200 ROUTE 31 NORTH STREET 2: SUITE 104 CITY: FLEMINGTON STATE: NJ ZIP: 08822 FORMER COMPANY: FORMER CONFORMED NAME: LAURIER INTERNATIONAL INC DATE OF NAME CHANGE: 20021001 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Zukiwski Alexander A CENTRAL INDEX KEY: 0001569782 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52153 FILM NUMBER: 161565307 MAIL ADDRESS: STREET 1: 200 ROUTE 31 NORTH STREET 2: SUITE 104 CITY: FLEMINGTON STATE: NJ ZIP: 08822 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-04-07 0001195116 Arno Therapeutics, Inc ARNI 0001569782 Zukiwski Alexander A 200 ROUTE 31 NORTH SUITE 104 FLEMINGTON NJ 08822 1 1 0 0 Chief Executive Officer & CMO Common Stock 261832 D Stock Option (right to buy) 2.40 2021-06-22 Common Stock 109375 109375 D Stock Option (right to buy) 2.40 2021-06-22 Common Stock 55736 55736 D Stock Option (right to buy) 2.40 2023-01-14 Common Stock 36562 36562 D Stock Option (right to buy) 2.40 2023-01-14 Common Stock 12187 12187 D Stock Option (right to buy) 2.40 2023-11-04 Common Stock 316389 316389 D Stock Option (right to buy) 2.90 2024-01-24 Common Stock 711301 711301 D Stock Option (right to buy) .37 2016-04-07 4 A 0 1196070 0 A 2026-04-07 Common Stock 1196070 1196070 D 2012 Series A Warrants (right to buy) 1.36 2012-11-26 2017-11-26 Common Stock 183822 183822 D 2013 Series D Warrants (right to buy) 2.14 2013-10-29 2018-10-29 Common Stock 77880 77880 D Currently exercisable. Vests in equal 36-monthly installments commencing 12/4/13. Vests 25% on first anniversary date and thereafter will vest in 24 equal monthly installments. Vests one-third on the first anniversary of grant and thereafter in 24 equal monthly installments. /s/ Christopher J. Melsha as Attorney-in-Fact for Alexander A. Zukiwski, M.D. pursuant to Power of Attorney previously filed. 2016-04-11