0000927628-18-000004.txt : 20180104
0000927628-18-000004.hdr.sgml : 20180104
20180104171804
ACCESSION NUMBER: 0000927628-18-000004
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180102
FILED AS OF DATE: 20180104
DATE AS OF CHANGE: 20180104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WARNER BRADFORD H
CENTRAL INDEX KEY: 0001195086
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13300
FILM NUMBER: 18511059
MAIL ADDRESS:
STREET 1: FLEETBOSTON FINANCIAL CORP
STREET 2: 100 FEDERAL STREET
CITY: BOSTON
STATE: MA
ZIP: 02110
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP
CENTRAL INDEX KEY: 0000927628
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 541719854
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
STREET 2: SUITE 1400
CITY: MCLEAN
STATE: VA
ZIP: 22102
BUSINESS PHONE: 7037201000
MAIL ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
STREET 2: SUITE 1400
CITY: MCLEAN
STATE: VA
ZIP: 22102
FORMER COMPANY:
FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP
DATE OF NAME CHANGE: 19940728
4
1
wf-form4_151510427004943.xml
FORM 4
X0306
4
2018-01-02
0
0000927628
CAPITAL ONE FINANCIAL CORP
COF
0001195086
WARNER BRADFORD H
1680 CAPITAL ONE DRIVE
MCLEAN
VA
22102
1
0
0
0
Common Stock
2018-01-02
4
M
0
3000
16.93
A
53085
D
Common Stock
2018-01-02
4
S
0
2800
99.42
D
50285
D
Common Stock
2018-01-02
4
S
0
200
100.08
D
50085
D
Common Stock
140
I
By Wife
Stock Options
16.93
2018-01-02
4
M
0
3000
0
D
2010-04-23
2019-04-22
Common Stock
3000.0
7229
D
This transaction was executed pursuant to a trading plan entered into by the reporting person on November 2, 2017, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.04 to $99.93. Information regarding the number of shares sold at each price will be provided upon request.
Cleo Belmonte (POA on file)
2018-01-04