0000009015-20-000017.txt : 20200527 0000009015-20-000017.hdr.sgml : 20200527 20200527192744 ACCESSION NUMBER: 0000009015-20-000017 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200506 FILED AS OF DATE: 20200527 DATE AS OF CHANGE: 20200527 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CRANDALL ROGER W CENTRAL INDEX KEY: 0001194961 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 814-00733 FILM NUMBER: 20916642 MAIL ADDRESS: STREET 1: MASSACHUSETTS MUTUAL LIFE INSURANCE CO STREET 2: 1295 STATE STREET CITY: SPRINGFIELD STATE: MA ZIP: 01111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Barings BDC, Inc. CENTRAL INDEX KEY: 0001379785 IRS NUMBER: 061798488 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 SOUTH TRYON STREET STREET 2: SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: (704) 805-7200 MAIL ADDRESS: STREET 1: 300 SOUTH TRYON STREET STREET 2: SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 FORMER COMPANY: FORMER CONFORMED NAME: Triangle Capital CORP DATE OF NAME CHANGE: 20061101 4/A 1 primary_doc.xml PRIMARY DOCUMENT X0306 4/A 2020-05-06 2020-05-14 0 0001379785 Barings BDC, Inc. BBDC 0001194961 CRANDALL ROGER W MASSACHUSETTS MUTUAL LIFE INSURANCE CO 1295 STATE STREET SPRINGFIELD MA 01111 0 0 0 1 Adviser Board Member Common Shares 2020-05-06 4 P 0 300 6.69 A 300 D Common Shares 2020-05-06 4 P 0 100 6.73 A 400 D Common Shares 2020-05-06 4 P 0 100 6.735 A 500 D Common Shares 2020-05-06 4 P 0 500 6.755 A 1000 D Common Shares 2020-05-06 4 P 0 450 6.775 A 1450 D Common Shares 2020-05-06 4 P 0 800 6.78 A 2250 D Common Shares 2020-05-06 4 P 0 500 6.8434 A 2750 D Common Shares 2020-05-08 4 P 0 300 6.73 A 3050 D Common Shares 2020-05-08 4 P 0 1000 6.7399 A 4050 D Common Shares 2020-05-08 4 P 0 1000 6.74 A 5050 D Common Shares 2020-05-08 4 P 0 500 6.745 A 5550 D Common Shares 2020-05-08 4 P 0 200 6.7469 A 5750 D Common Shares 2020-05-08 4 P 0 1500 6.7485 A 7250 D Common Shares 2020-05-08 4 P 0 1500 6.75 A 8750 D Common Shares 2020-05-08 4 P 0 500 6.76 A 9250 D Common Shares 2020-05-12 4 P 0 2000 6.68 A 11250 D Common Shares 2020-05-13 4 P 0 1000 6.59 A 12250 D Common Shares 2020-05-13 4 P 0 1000 6.61 A 13250 D Common Shares 2020-05-14 4 P 0 1000 6.34 A 14250 D Common Shares 2020-05-14 4 P 0 1000 6.44 A 15250 D Amending Form 4 filed on 05/14/20 via Accession number 0001225208-20-007733 and 0001225208-20-008273 filed 05/27/20 to correct discrepancy in price and to itemize transactions previously reported in the aggregate. Ann Malloy as Attorney-In-Fact 2020-05-27