X0202 4 2005-11-18 0 0000054681 KATY INDUSTRIES INC KT 0001194813 CARROLL DANIEL B 765 STRAITS TURNPIKE SUITE 2000 MIDDLEBURY CT 06762 1 0 0 0 Common Stock 2005-11-18 2005-11-18 4 S 0 1000 2.10 D 5600 D Option to purchase Common Stock 3.69 2005-05-26 2015-05-26 Common Stock 27000 27000 D The exercisable date, conversion price, and expiration date on the stock options represent information from the most recent grant, 5/26/05. The Reporting Person has received stock options from 1996 through 2005 with conversion prices ranging from $3.11 to $18.125 /s/ Michael C. Paul as attorney-in-fact for Daniel B. Carroll 2005-11-22