-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N8qwPAyEHqVwO078grsZtx4EOPxN8oSM9sEoWD7iDzHfEiDsaZ+y6JbBF6lzhMK9 9Us88a8l6ascs15jAew/nQ== 0001179110-05-016662.txt : 20050818 0001179110-05-016662.hdr.sgml : 20050818 20050818182302 ACCESSION NUMBER: 0001179110-05-016662 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050816 FILED AS OF DATE: 20050818 DATE AS OF CHANGE: 20050818 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GARTZKE DAVID G CENTRAL INDEX KEY: 0001194731 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32198 FILM NUMBER: 051036737 BUSINESS ADDRESS: STREET 1: ALLETE INC STREET 2: 30 WEST SUPERIOR STREET CITY: DULUTH STATE: MN ZIP: 55802 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADESA INC CENTRAL INDEX KEY: 0001281949 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MOTOR VEHICLES & MOTOR VEHICLE PARTS & SUPPLIES [5010] IRS NUMBER: 000000000 BUSINESS ADDRESS: STREET 1: 13085 HAMILTON CROSSING BLVD CITY: CARMEL STATE: IN ZIP: 46032 BUSINESS PHONE: 8009233725 MAIL ADDRESS: STREET 1: 13085 HAMILTON CROSSING BLVD CITY: CARMEL STATE: IN ZIP: 46032 4 1 edgar.xml FORM 4 - X0202 4 2005-08-16 0 0001281949 ADESA INC KAR 0001194731 GARTZKE DAVID G 13085 HAMILTON CROSSING BLVD. CARMEL IN 46032 1 1 0 0 Chairman, President & CEO Common Stock, par value $.01 per share 46527.573 D Common stock, par value $.01 per share 13141 I By SERP Common Stock, par value $.01 per share 21107 I By Spouse Common Stock, par value $.01 per share 2005-08-16 4 S 0 .615 23.23 D 0 I By RSOP Trust Restricted Stock Units convertible to Common Stock 0 Common Stock, par value $.01 per share 41497 41497 D Restricted Stock Units convertible to Common Stock 0 Common Stock, par value $.01 per share 5968 5968 D Option to Purchase Common Stock, par value $.01 per share 13.26 2008-01-02 Common Stock, par value $.01 per share 10128 10128 D Option to Purchase Common Stock, par value $.01 per share 13.46 2009-01-04 Common Stock, par value $.01 per share 33443 33443 D Option to Purchase Common Stock, par value $.01 per share 14.49 2011-01-02 Common Stock, par value $.01 per share 27526 27526 D Option to Purchase Common Stock, par value $.01 per share 15.75 2012-01-02 Common Stock, par value $.01 per share 126511 126511 D Option to Purchase Common Stock, par value $.01 per share 17.14 2006-01-02 Common Stock, par value $.01 per share 3941 3941 D Option to Purchase Common Stock, par value $.01 per share 17.14 2010-01-03 Common Stock, par value $.01 per share 15742 15742 D Option to Purchase Common Stock, par value $.01 per share 12.58 2013-02-03 Common Stock, par value $.01 per share 121006 121006 D Option to Purchase Common Stock, par value $.01 per share 24.00 2010-06-16 Common Stock, par value $.01 per share 663950 663950 D Dividend Equivalent Rights Common Stock, par value $.01 per share 138.30 426.45 D Restricted Stock Units vest on the third anniversary of the date of grant, provided that the executive is employed by ADESA, Inc. on such date at which time they will be converted into shares of ADESA, Inc. common stock or cash, at the election of ADESA, Inc. N/A One-half (1/2) of the total grant vested and became exercisable on January 2, 1999 and the remaining one-half (1/2) of the grant vested and became exercisable on January 2, 2000. One-half (1/2) of the total grant vested and became exercisable on January 4, 1999 and the remaining one-half (1/2) of the grant vested and became exercisable on January 4, 2000. One-half (1/2) of the total grant vested and became exercisable on January 2, 2002 and the remaining one-half (1/2) of the grant vested and became exercisable on January 2, 2003. One-half (1/2) of the total grant vested and became exercisable on January 2, 2003 and the remaining one-half (1/2) of the grant vested and became exercisable on January 2, 2004. The grant vested and became exercisable on March 18, 2003. One-half (1/2) of the total grant vested and became exercisable on February 3, 2004 and the remaining one-half (1/2) of the grant vested and became exercisable on February 3, 2005. Options vest and become exercisable with respect to one-third (1/3) of the total grant on each of the first three anniversaries of the date of grant, provided that the executive is employed by ADESA, Inc. on such date. 1-for-1 The dividend equivalent rights accrued on Restricted Stock Units granted on 6/16/04 and vest with those Restricted Stock Units. Includes shares previously owned indirectly through ALLETE, Inc.'s RSOP Plan. Represents mandatory distribution of cash in settlement of fractional shares held in ALLETE, Inc.'s RSOP Plan. Michelle Mallon for David G. Gartzke 2005-08-18 -----END PRIVACY-ENHANCED MESSAGE-----