-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AJI7MvULXjWXEymIGePNeMxptFptWJuxrIL1nrh2HPHYBb8mWxfJE34KBfOsYiyO VUQ72lNgCc2MKKKFTxJtKA== 0001179110-04-018527.txt : 20040922 0001179110-04-018527.hdr.sgml : 20040922 20040922162954 ACCESSION NUMBER: 0001179110-04-018527 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040920 FILED AS OF DATE: 20040922 DATE AS OF CHANGE: 20040922 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FLAYTON BRENDA J CENTRAL INDEX KEY: 0001194730 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32198 FILM NUMBER: 041041403 BUSINESS ADDRESS: STREET 1: ALLETE INC STREET 2: 30 WEST SUPERIOR STREET CITY: DULUTH STATE: MN ZIP: 55802 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADESA INC CENTRAL INDEX KEY: 0001281949 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MOTOR VEHICLES & MOTOR VEHICLE PARTS & SUPPLIES [5010] BUSINESS ADDRESS: STREET 1: 13085 HAMILTON CROSSING BLVD CITY: CARMEL STATE: IN ZIP: 46032 BUSINESS PHONE: 8009233725 MAIL ADDRESS: STREET 1: 13085 HAMILTON CROSSING BLVD CITY: CARMEL STATE: IN ZIP: 46032 4 1 edgar.xml FORM 4 - X0202 4 2004-09-20 0 0001281949 ADESA INC KAR 0001194730 FLAYTON BRENDA J 13085 HAMILTON CROSSING BLVD. CARMEL IN 46032 0 1 0 0 EVP & Chief Administrative Off Common Stock, par value $.01 per share 2004-09-20 5 J 0 E 3332 0 A 3332 D Common Stock, par value $.01 per share 2004-09-20 4 C 0 2222.210 0 A 5554.210 D Common Stock, par value $.01 per share 2004-09-20 5 J 0 E 611 0 A 6165.210 I Spouse Common Share, par value $.01 per share 2004-09-20 5 J 0 E 8204 0 A 14369.210 I RSOP Option to Purchase Common Stock, par value $.01 per share 13.26 2004-09-20 4 C 0 4272 0 A 2008-01-02 Common Stock, par value $.01 per share 4272 163617 D Options to Purchase Common Stock, par value $.01 per share 13.46 2004-09-20 4 C 0 9049 0 A 2009-01-04 Common Stock, par value $.01 per share 9049 172669 D Options to Purchase Common Stock, par value $.01 per share 13.19 2004-09-20 4 C 0 685 0 A 2009-01-04 Common Stock, par value $.01 per share 685 173354 D Option to Purchase Common Stock, par value $.01 per share 14.49 2004-09-20 4 C 0 7238 0 A 2011-01-02 Common Stock, par value $.01 per share 7238 180592 D Option to Purchase Common Stock, par value $.01 per share 15.75 2004-09-20 4 C 0 9308 0 A 2012-01-02 Common Stock, par value $.01 per share 9308 189900 D Option to Purchase Common Stock, par value $.01 per share 12.58 2004-09-20 4 C 0 8492 0 A 2013-02-03 Common Stock, par value $.01 per share 8492 198392 D ADESA, Inc. ("ADESA") shares of common stock were acquired in an exempt transaction under Rule 16a-9(a) in connection with the spin-off of ADESA from ALLETE, Inc. ("ALLETE") on September 20, 2004. ADESA shares of common stock were acquired in an exempt transaction under Rule 16a-9(a) under ALLETE's retirement savings and stock ownership plan in connection with the spin-off of ADESA from ALLETE on September 20, 2004. ADESA stock options converted from ALLETE stock options in connection with the spin-off of ADESA from ALLETE on September 20, 2004. One-half (1/2) of the total grant vested and became exercisable on January 2, 1999 and the remaining one-half (1/2) of the grant vested and became exercisable on January 2, 2000. One-half (1/2) of the total grant vested and became exercisable on January 4, 2000 and the remaining one-half (1/2) of the grant vested and became exercisable on January 4, 2001. One-half (1/2) of the total grant vested and became exercisable on January 2, 2002 and the remaining one-half (1/2) of the grant vested and became exercisable on January 2, 2003. One-half (1/2) of the total grant vested and became exercisable on January 2, 2003 and the remaining one-half (1/2) of the grant vested and became exercisable on January 2, 2004. One-half (1/2) of the total grant vested and became exercisable on February 2, 2004 and the remaining one-half (1/2) of the grant shall vest and become exercisable on February 3, 2005. ADESA grants converted from ALLETE grants in connection with the spin-off of ADESA from ALLETE on September 20, 2004. These grants shall vest and become exercisable on February 15, 2005. Michelle Mallon for Brenda J. Flayton 2004-09-21 -----END PRIVACY-ENHANCED MESSAGE-----