0001104659-18-042305.txt : 20180626
0001104659-18-042305.hdr.sgml : 20180626
20180626164912
ACCESSION NUMBER: 0001104659-18-042305
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180625
FILED AS OF DATE: 20180626
DATE AS OF CHANGE: 20180626
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GANTZ WILBUR H
CENTRAL INDEX KEY: 0001194172
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38535
FILM NUMBER: 18919720
MAIL ADDRESS:
STREET 1: C/O MEDGENICS, INC.
STREET 2: 435 DEVON PARK DRIVE BLDG 700
CITY: WAYNE
STATE: PA
ZIP: 19087
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Aptinyx Inc.
CENTRAL INDEX KEY: 0001674365
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 474626057
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1801 MAPLE AVENUE
STREET 2: SUITE 4300
CITY: EVANSTON
STATE: IL
ZIP: 60201
BUSINESS PHONE: 847-871-0377
MAIL ADDRESS:
STREET 1: 909 DAVIS STREET
STREET 2: SUITE 600
CITY: EVANSTON
STATE: IL
ZIP: 60201
4
1
a4.xml
4
X0306
4
2018-06-25
0
0001674365
Aptinyx Inc.
APTX
0001194172
GANTZ WILBUR H
C/O APTINYX INC.
909 DAVIS STREET, SUITE 600
EVANSTON
IL
60201
1
0
0
0
Common Stock
2018-06-25
4
C
0
84643
A
193265
I
See footnote
Common Stock
2018-06-25
4
C
0
96733
A
289998
I
See footnote
Common Stock
2018-06-25
4
C
0
65516
A
355514
I
See footnote
Common Stock
2018-06-25
4
P
0
17000
16.00
A
372514
I
See footnote
Common Stock
2018-06-25
4
C
0
25392
A
25392
I
See footnote
Common Stock
2018-06-25
4
C
0
29020
A
54412
I
See footnote
Common Stock
2018-06-25
4
C
0
19655
A
74067
I
See footnote
Common Stock
2018-06-25
4
P
0
6100
16.00
A
80167
I
See footnote
Series A-1 Convertible Preferred Stock
2018-06-25
4
C
0
2334966
D
Common Stock
84643
0
I
See Footnote
Series A-1 Convertible Preferred Stock
2018-06-25
4
C
0
700489
D
Common Stock
25392
0
I
See Footnote
Series A-2 Convertible Preferred Stock
2018-06-25
4
C
0
2668508
D
Common Stock
96733
0
I
See Footnote
Series A-2 Convertible Preferred Stock
2018-06-25
4
C
0
800552
D
Common Stock
29020
0
I
See Footnote
Series B Convertible Preferred Stock
2018-06-25
4
C
0
1807340
D
Common Stock
65516
0
I
See Footnote
Series B Convertible Preferred Stock
2018-06-25
4
C
0
542203
D
Common Stock
19655
0
I
See Footnote
Each share of Series A-1 Convertible Preferred Stock, Series A-2 Convertible Preferred Stock and Series B Convertible Preferred Stock automatically converted into shares of Common Stock on a 27.58621-for-one basis immediately prior to the closing of the Issuer's initial public offering without payment or consideration. The shares of Series A-1 Convertible Preferred Stock, Series A-2 Convertible Preferred Stock and Series B Convertible Preferred Stock had no expiration date.
The shares are held directly by Wilbur H. Gantz III Revocable Trust, of which the reporting person is the trustee. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
The shares are held directly by LMC Holdings, LLC of which the reporting person is the manager. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
On June 25, 2018, the Wilbur H. Gantz III Revocable Trust and LMC Holdings, LLC purchased 17,000 and 6,100 shares of common stock of the Issuer at a price of $16.00 per share, respectively, pursuant to an underwritten public offering.
/s/ Wilbur H. Gantz
2018-06-26