0001104659-18-042305.txt : 20180626 0001104659-18-042305.hdr.sgml : 20180626 20180626164912 ACCESSION NUMBER: 0001104659-18-042305 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180625 FILED AS OF DATE: 20180626 DATE AS OF CHANGE: 20180626 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GANTZ WILBUR H CENTRAL INDEX KEY: 0001194172 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38535 FILM NUMBER: 18919720 MAIL ADDRESS: STREET 1: C/O MEDGENICS, INC. STREET 2: 435 DEVON PARK DRIVE BLDG 700 CITY: WAYNE STATE: PA ZIP: 19087 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Aptinyx Inc. CENTRAL INDEX KEY: 0001674365 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 474626057 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1801 MAPLE AVENUE STREET 2: SUITE 4300 CITY: EVANSTON STATE: IL ZIP: 60201 BUSINESS PHONE: 847-871-0377 MAIL ADDRESS: STREET 1: 909 DAVIS STREET STREET 2: SUITE 600 CITY: EVANSTON STATE: IL ZIP: 60201 4 1 a4.xml 4 X0306 4 2018-06-25 0 0001674365 Aptinyx Inc. APTX 0001194172 GANTZ WILBUR H C/O APTINYX INC. 909 DAVIS STREET, SUITE 600 EVANSTON IL 60201 1 0 0 0 Common Stock 2018-06-25 4 C 0 84643 A 193265 I See footnote Common Stock 2018-06-25 4 C 0 96733 A 289998 I See footnote Common Stock 2018-06-25 4 C 0 65516 A 355514 I See footnote Common Stock 2018-06-25 4 P 0 17000 16.00 A 372514 I See footnote Common Stock 2018-06-25 4 C 0 25392 A 25392 I See footnote Common Stock 2018-06-25 4 C 0 29020 A 54412 I See footnote Common Stock 2018-06-25 4 C 0 19655 A 74067 I See footnote Common Stock 2018-06-25 4 P 0 6100 16.00 A 80167 I See footnote Series A-1 Convertible Preferred Stock 2018-06-25 4 C 0 2334966 D Common Stock 84643 0 I See Footnote Series A-1 Convertible Preferred Stock 2018-06-25 4 C 0 700489 D Common Stock 25392 0 I See Footnote Series A-2 Convertible Preferred Stock 2018-06-25 4 C 0 2668508 D Common Stock 96733 0 I See Footnote Series A-2 Convertible Preferred Stock 2018-06-25 4 C 0 800552 D Common Stock 29020 0 I See Footnote Series B Convertible Preferred Stock 2018-06-25 4 C 0 1807340 D Common Stock 65516 0 I See Footnote Series B Convertible Preferred Stock 2018-06-25 4 C 0 542203 D Common Stock 19655 0 I See Footnote Each share of Series A-1 Convertible Preferred Stock, Series A-2 Convertible Preferred Stock and Series B Convertible Preferred Stock automatically converted into shares of Common Stock on a 27.58621-for-one basis immediately prior to the closing of the Issuer's initial public offering without payment or consideration. The shares of Series A-1 Convertible Preferred Stock, Series A-2 Convertible Preferred Stock and Series B Convertible Preferred Stock had no expiration date. The shares are held directly by Wilbur H. Gantz III Revocable Trust, of which the reporting person is the trustee. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. The shares are held directly by LMC Holdings, LLC of which the reporting person is the manager. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. On June 25, 2018, the Wilbur H. Gantz III Revocable Trust and LMC Holdings, LLC purchased 17,000 and 6,100 shares of common stock of the Issuer at a price of $16.00 per share, respectively, pursuant to an underwritten public offering. /s/ Wilbur H. Gantz 2018-06-26