0001209191-15-011663.txt : 20150210 0001209191-15-011663.hdr.sgml : 20150210 20150210195430 ACCESSION NUMBER: 0001209191-15-011663 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150206 FILED AS OF DATE: 20150210 DATE AS OF CHANGE: 20150210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INTERVEST BANCSHARES CORP CENTRAL INDEX KEY: 0000927807 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 133699013 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 ROCKEFELLER PLAZA STREET 2: SUITE 400 CITY: NEW YORK STATE: NY ZIP: 10020-2002 BUSINESS PHONE: 2122182800 MAIL ADDRESS: STREET 1: 1 ROCKEFELLER PLAZA STREET 2: SUITE 400 CITY: NEW YORK STATE: NY ZIP: 10020-2002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CALLEN MICHAEL A CENTRAL INDEX KEY: 0001194126 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23377 FILM NUMBER: 15595758 MAIL ADDRESS: STREET 1: C/O AMBAC FINANCIAL GROUP INC STREET 2: 1 STATE STREET PLAZA CITY: NEW YORK STATE: NY ZIP: 10004 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-02-06 1 0000927807 INTERVEST BANCSHARES CORP IBCA 0001194126 CALLEN MICHAEL A 3690 OAK WOOD DRIVE PARK CITY UT 84060 1 0 0 0 Common Stock 2015-02-10 4 D 0 125641 D 0 D Stock Option (right to buy) 17.10 2015-02-06 4 D 0 6600 D 2017-12-13 Common Stock 6600 0 D Stock Option (right to buy) 7.50 2015-02-06 4 D 0 6600 D 2018-12-11 Common Stock 6600 0 D Stock Option (right to buy) 4.02 2015-02-06 4 D 0 6600 D 2019-12-10 Common Stock 6600 0 D Disposed of pursuant to merger agreement between Issuer and Bank of the Ozarks, Inc. in exchange for 37,868 shares of Ozarks common stock having a market value of $35.93 per share on the effective date of the merger, plus cash in lieu of fractional shares. This option, which was fully vested, was disposed of pursuant to the Issuer's tender offer for outstanding stock options, pursuant to a Schedule TO filed by the Issuer on December 23, 2014, for a price of $0.47 per underlying share. This option, which was fully vested, was disposed of pursuant to the Issuer's tender offer for outstanding stock options, pursuant to a Schedule TO filed by the Issuer on December 23, 2014, for a price of $2.71 per underlying share (equal to the spread between the per share exercise price and the merger purchase price of $10.21 per share). This option, which was fully vested, was disposed of pursuant to the Issuer's tender offer for outstanding stock options, pursuant to a Schedule TO filed by the Issuer on December 23, 2014, for a price of $6.19 per underlying share (equal to the spread between the per share exercise price and the merger purchase price of $10.21 per share). /s/ Michael A Callen 2015-02-10