0001144204-11-059085.txt : 20111024 0001144204-11-059085.hdr.sgml : 20111024 20111024214602 ACCESSION NUMBER: 0001144204-11-059085 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110714 FILED AS OF DATE: 20111024 DATE AS OF CHANGE: 20111024 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McManus John L CENTRAL INDEX KEY: 0001193923 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50481 FILM NUMBER: 111155462 MAIL ADDRESS: STREET 1: C/O AEOLUS PHARMACEUTICALS, INC. STREET 2: 26361 CROWN VALLEY PARKWAY, SUITE 150 CITY: MISSION VIEJO STATE: CA ZIP: 92691 FORMER NAME: FORMER CONFORMED NAME: MCMANUS JOHN L DATE OF NAME CHANGE: 20020929 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AEOLUS PHARMACEUTICALS, INC. CENTRAL INDEX KEY: 0001261734 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 561953785 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 26361 CROWN VALLEY PARKWAY, SUITE 150 CITY: MISSION VIEJO STATE: CA ZIP: 92691 BUSINESS PHONE: 9494819825 MAIL ADDRESS: STREET 1: 26361 CROWN VALLEY PARKWAY, SUITE 150 CITY: MISSION VIEJO STATE: CA ZIP: 92691 FORMER COMPANY: FORMER CONFORMED NAME: INCARA PHARMACEUTICALS CORP DATE OF NAME CHANGE: 20031205 FORMER COMPANY: FORMER CONFORMED NAME: INCARA INC DATE OF NAME CHANGE: 20030828 4 1 v237981_4.xml OWNERSHIP DOCUMENT X0304 4 2011-07-14 0 0001261734 AEOLUS PHARMACEUTICALS, INC. AOLS 0001193923 McManus John L C/O AEOLUS PHARMACEUTICALS, INC. 26361 CROWN VALLEY PARKWAY, SUITE 150 MISSION VIEJO CA 92691 0 1 0 0 President & CEO Non-qualified Stock Option (right to buy) 0.40 2011-07-14 4 A 0 250000 0 A 2021-07-14 Common Stock 250000 250000 D Options will vest at a rate of 20,833 shares per month over a period of twelve months from the date of grant, provided that John L. McManus is an employee or consultant of the Issuer on the applicable vesting date. In the event of a sale of the Issuer, through a merger or otherwise, all of the options shall be fully vested and immediately exercisable. /s/ John L. McManus 2011-10-24