0001567619-21-008227.txt : 20210416 0001567619-21-008227.hdr.sgml : 20210416 20210416164856 ACCESSION NUMBER: 0001567619-21-008227 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210416 FILED AS OF DATE: 20210416 DATE AS OF CHANGE: 20210416 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LOCKHART H EUGENE CENTRAL INDEX KEY: 0001193875 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40321 FILM NUMBER: 21832115 MAIL ADDRESS: STREET 1: OAK HILL FARM, P.O. BOX 489 STREET 2: 4125 LOUISA ROAD CITY: KESWICK STATE: VA ZIP: 22947 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALKAMI TECHNOLOGY, INC. CENTRAL INDEX KEY: 0001529274 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 453060776 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5601 GRANITE PARKWAY STREET 2: SUITE 120 CITY: PLANO STATE: TX ZIP: 75024 BUSINESS PHONE: 972-200-1937 MAIL ADDRESS: STREET 1: 5601 GRANITE PARKWAY STREET 2: SUITE 120 CITY: PLANO STATE: TX ZIP: 75024 FORMER COMPANY: FORMER CONFORMED NAME: ALKAMI TECHNOLOGY, INC, DATE OF NAME CHANGE: 20110906 4 1 doc1.xml FORM 4 X0306 4 2021-04-16 0 0001529274 ALKAMI TECHNOLOGY, INC. ALKT 0001193875 LOCKHART H EUGENE C/O ALKAMI TECHNOLOGY, INC. 5601 GRANITE PARKWAY, SUITE 120 PLANO TX 75024 1 0 0 0 Common Stock 2021-04-16 4 C 0 6513 A 6513 I See footnote Common Stock 2021-04-16 4 C 0 320387 A 326900 I See footnote Common Stock 2021-04-16 4 C 0 168504 A 495404 I See footnote Common Stock 2021-04-16 4 C 0 5578 A 5578 I See footnotes Common Stock 2021-04-16 4 C 0 169185 A 174763 I See footnotes Common Stock 2021-04-16 4 C 0 134016 A 308779 I See footnotes Series A Preferred Stock 2021-04-16 4 C 0 6513 D Common Stock 6513 0 I See footnotes Series D Preferred Stock 2021-04-16 4 C 0 320387 D Common Stock 320387 0 I See footnotes Series E Preferred Stock 2021-04-16 4 C 0 168504 D Common Stock 168504 0 I See footnotes Series A Preferred Stock 2021-04-16 4 C 0 5578 D Common Stock 5578 0 I See footnotes Series D Preferred Stock 2021-04-16 4 C 0 169185 D Common Stock 169185 0 I See footnotes Series E Preferred Stock 2021-04-16 4 C 0 134016 D Common Stock 134016 0 I See footnotes Each share of Series A Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. Shares held by MissionOG Fund II, L.P. Shares held by MissionOG Parallel Fund II, L.P. The Reporting Person serves as Managing Partner and Chairman of MissionOG and may be deemed to have beneficial ownership of the shares held by MissionOG Fund II, L.P. and MissionOG Parallel Fund II, L.P. The Reporting Person disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein. Each share of Series D Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. Each share of Series E Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. /s/ Douglas A. Linebarger, as Attorney-in-Fact for H. Eugene Lockhart 2021-04-16