0001529274-21-000050.txt : 20210823 0001529274-21-000050.hdr.sgml : 20210823 20210823151308 ACCESSION NUMBER: 0001529274-21-000050 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210819 FILED AS OF DATE: 20210823 DATE AS OF CHANGE: 20210823 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LOCKHART H EUGENE CENTRAL INDEX KEY: 0001193875 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40321 FILM NUMBER: 211196602 MAIL ADDRESS: STREET 1: OAK HILL FARM, P.O. BOX 489 STREET 2: 4125 LOUISA ROAD CITY: KESWICK STATE: VA ZIP: 22947 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALKAMI TECHNOLOGY, INC. CENTRAL INDEX KEY: 0001529274 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 453060776 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5601 GRANITE PARKWAY STREET 2: SUITE 120 CITY: PLANO STATE: TX ZIP: 75024 BUSINESS PHONE: 972-200-1937 MAIL ADDRESS: STREET 1: 5601 GRANITE PARKWAY STREET 2: SUITE 120 CITY: PLANO STATE: TX ZIP: 75024 FORMER COMPANY: FORMER CONFORMED NAME: ALKAMI TECHNOLOGY, INC, DATE OF NAME CHANGE: 20110906 4 1 wf-form4_162974597483276.xml FORM 4 X0306 4 2021-08-19 0 0001529274 ALKAMI TECHNOLOGY, INC. ALKT 0001193875 LOCKHART H EUGENE C/O ALKAMI TECHNOLOGY, INC. 5601 GRANITE PARKWAY, SUITE 120 PLANO TX 75024 1 0 0 0 Common Stock 2021-08-19 4 S 0 11399 27.27 D 409695 I See footnote Common Stock 2021-08-19 4 S 0 400 28.27 D 409295 I See footnote Common Stock 2021-08-19 4 S 0 11717 27.29 D 250746 I See footnotes Common Stock 2021-08-19 4 S 0 211 28.35 D 250535 I See footnotes Common Stock 2021-08-20 4 S 0 24210 27.07 D 385085 I See footnote Common Stock 2021-08-20 4 S 0 10516 27.07 D 240019 I See footnotes The price of $27.27 reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.01 to $27.60. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The Reporting Person serves as Managing Partner and Chairman of MissionOG and may be deemed to have beneficial ownership of the shares held by MissionOG Fund II, L.P. and MissionOG Parallel Fund II, L.P. The Reporting Person disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein. Shares held by MissionOG Fund II, L.P. The price of $28.27 reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.20 to $28.38. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price of $27.29 reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.01 to $27.60. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Shares held by MissionOG Parallel Fund II, L.P. The price of $28.35 reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.31 to $28.39. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price of $27.07 reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.40. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price of $27.07 reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.28. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. /s/ Douglas A. Linebarger, as Attorney-in-Fact for H. Eugene Lockhart 2021-08-23