0001529274-21-000050.txt : 20210823
0001529274-21-000050.hdr.sgml : 20210823
20210823151308
ACCESSION NUMBER: 0001529274-21-000050
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210819
FILED AS OF DATE: 20210823
DATE AS OF CHANGE: 20210823
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LOCKHART H EUGENE
CENTRAL INDEX KEY: 0001193875
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40321
FILM NUMBER: 211196602
MAIL ADDRESS:
STREET 1: OAK HILL FARM, P.O. BOX 489
STREET 2: 4125 LOUISA ROAD
CITY: KESWICK
STATE: VA
ZIP: 22947
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALKAMI TECHNOLOGY, INC.
CENTRAL INDEX KEY: 0001529274
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 453060776
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5601 GRANITE PARKWAY
STREET 2: SUITE 120
CITY: PLANO
STATE: TX
ZIP: 75024
BUSINESS PHONE: 972-200-1937
MAIL ADDRESS:
STREET 1: 5601 GRANITE PARKWAY
STREET 2: SUITE 120
CITY: PLANO
STATE: TX
ZIP: 75024
FORMER COMPANY:
FORMER CONFORMED NAME: ALKAMI TECHNOLOGY, INC,
DATE OF NAME CHANGE: 20110906
4
1
wf-form4_162974597483276.xml
FORM 4
X0306
4
2021-08-19
0
0001529274
ALKAMI TECHNOLOGY, INC.
ALKT
0001193875
LOCKHART H EUGENE
C/O ALKAMI TECHNOLOGY, INC.
5601 GRANITE PARKWAY, SUITE 120
PLANO
TX
75024
1
0
0
0
Common Stock
2021-08-19
4
S
0
11399
27.27
D
409695
I
See footnote
Common Stock
2021-08-19
4
S
0
400
28.27
D
409295
I
See footnote
Common Stock
2021-08-19
4
S
0
11717
27.29
D
250746
I
See footnotes
Common Stock
2021-08-19
4
S
0
211
28.35
D
250535
I
See footnotes
Common Stock
2021-08-20
4
S
0
24210
27.07
D
385085
I
See footnote
Common Stock
2021-08-20
4
S
0
10516
27.07
D
240019
I
See footnotes
The price of $27.27 reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.01 to $27.60. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The Reporting Person serves as Managing Partner and Chairman of MissionOG and may be deemed to have beneficial ownership of the shares held by MissionOG Fund II, L.P. and MissionOG Parallel Fund II, L.P. The Reporting Person disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein.
Shares held by MissionOG Fund II, L.P.
The price of $28.27 reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.20 to $28.38. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price of $27.29 reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.01 to $27.60. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Shares held by MissionOG Parallel Fund II, L.P.
The price of $28.35 reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.31 to $28.39. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price of $27.07 reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.40. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price of $27.07 reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.28. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
/s/ Douglas A. Linebarger, as Attorney-in-Fact for H. Eugene Lockhart
2021-08-23