0001209191-18-061548.txt : 20181207 0001209191-18-061548.hdr.sgml : 20181207 20181207171933 ACCESSION NUMBER: 0001209191-18-061548 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181205 FILED AS OF DATE: 20181207 DATE AS OF CHANGE: 20181207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SRERE LINDA J CENTRAL INDEX KEY: 0001193863 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31923 FILM NUMBER: 181224287 MAIL ADDRESS: STREET 1: 209 REDWOOD SHORES PARKWAY CITY: REDWOOD CITY STATE: CA ZIP: 94065 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL TECHNICAL INSTITUTE INC CENTRAL INDEX KEY: 0001261654 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 860226984 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 16220 NORTH SCOTTSDALE ROAD STREET 2: SUITE 500 CITY: SCOTTSDALE STATE: AZ ZIP: 85254 BUSINESS PHONE: 623-445-9500 MAIL ADDRESS: STREET 1: 16220 NORTH SCOTTSDALE ROAD STREET 2: SUITE 500 CITY: SCOTTSDALE STATE: AZ ZIP: 85254 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-12-05 0 0001261654 UNIVERSAL TECHNICAL INSTITUTE INC UTI 0001193863 SRERE LINDA J 16220 N. SCOTTSDALE ROAD SUITE 500 SCOTTSDALE AZ 85254 1 0 0 0 Director Stock Option (Right To Buy) 3.14 2018-12-05 4 A 0 30000 0.00 A 2018-12-05 2025-12-05 Common Stock 30000 30000 D 100% of the shares subject to the option shall immediately vest and become exercisable. /s/ Rhonda R. Turner attorney-in-fact for Linda J. Srere 2018-12-07