0001104659-20-003968.txt : 20200114 0001104659-20-003968.hdr.sgml : 20200114 20200114170503 ACCESSION NUMBER: 0001104659-20-003968 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200110 FILED AS OF DATE: 20200114 DATE AS OF CHANGE: 20200114 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ADAMS STREET PARTNERS LLC CENTRAL INDEX KEY: 0001193586 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38535 FILM NUMBER: 20526562 BUSINESS ADDRESS: STREET 1: ONE NORTH WACKER DRIVE STREET 2: STE 2700 CITY: CHICAGO STATE: IL ZIP: 60606-2807 BUSINESS PHONE: 312-553-8486 MAIL ADDRESS: STREET 1: ONE NORTH WACKER DRIVE STREET 2: STE 2700 CITY: CHICAGO STATE: IL ZIP: 60606-2807 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Aptinyx Inc. CENTRAL INDEX KEY: 0001674365 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 474626057 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1801 MAPLE AVENUE STREET 2: SUITE 4300 CITY: EVANSTON STATE: IL ZIP: 60201 BUSINESS PHONE: 847-871-0377 MAIL ADDRESS: STREET 1: 909 DAVIS STREET STREET 2: SUITE 600 CITY: EVANSTON STATE: IL ZIP: 60201 4 1 tm203452d1_4.xml OWNERSHIP DOCUMENT X0306 4 2020-01-10 0 0001674365 Aptinyx Inc. APTX 0001193586 ADAMS STREET PARTNERS LLC ONE NORTH WACKER DRIVE SUITE 2700 CHICAGO IL 60606 0 0 1 0 Common Stock 2020-01-10 4 P 0 152512 3.00 A 691176 I See footnote Common Stock 2020-01-10 4 P 0 115367 3.00 A 522837 I See footnote Common Stock 2020-01-10 4 P 0 156920 3.00 A 711151 I See footnote Common Stock 2020-01-10 4 P 0 120453 3.00 A 504708 I See footnote Common Stock 2020-01-10 4 P 0 104942 3.00 A 439714 I See footnote Common Stock 2020-01-10 4 P 0 349806 3.00 A 1465716 I See footnote Common Stock 695326 I See footnote The shares are held directly by Adams Street 2012 Direct Fund LP ("AS 2012"). The shares are held directly by Adams Street 2013 Direct Fund LP ("AS 2013"). The shares are held directly by Adams Street 2014 Direct Fund LP ("AS 2014"). The shares are held directly by Adams Street 2015 Direct Venture/Growth Fund LP ("AS 2015"). The shares are held directly by Adams Street 2016 Direct Venture/Growth Fund LP ("AS 2016"). The shares are held directly by Adams Street Venture/Growth Fund VI LP ("ASVG VI"). Adams Street Partners, LLC is the managing member of the general partner of each of AS 2008, AS 2009, and AS 2010, and the managing member of the general partner of the general partner of AS 2011 (along with AS 2008, AS 2009 and AS 2010, as defined in footnote 9), AS 2012, AS 2013, AS 2014, AS 2015, AS 2016 and ASVG VI. Thomas S. Bremner, Jeffrey T. Diehl, Elisha P. Gould III, Robin P. Murray and Fred Wang, each of whom is a partner of Adams Street Partners, LLC (or a subsidiary thereof), may be deemed to have shared voting and investment power over the reported shares. Adams Street Partners, LLC and Thomas S. Bremner, Jeffrey T. Diehl, Elisha P. Gould III, Robin P. Murray and Fred Wang disclaim beneficial ownership of the shares held by each of the aforementioned funds except to the extent of their pecuniary interest therein. On January 10, 2020, AS 2012, AS 2013, AS 2014, AS 2015, AS 2016, and ASVG VI purchased 152,512, 115,367, 156,920, 120,453, 104,942, and 349,806 shares of common stock of the Issuer at a price of $3.00 per share, respectively, pursuant to an underwritten public offering. Represents 249,791 shares of Common Stock held by Adams Street 2008 Direct Fund, L.P. ("AS 2008"), 216,053 shares of Common Stock held by Adams Street 2009 Direct Fund, L.P. ("AS 2009"), 122,728 shares of Common Stock held by Adams Street 2010 Direct Fund, L.P. ("AS 2010"), and 106,754 shares of Common Stock held by Adams Street 2011 Direct Fund LP ("AS 2011"). /s/ Sara Robinson Dasse 2020-01-14