0001104659-20-003968.txt : 20200114
0001104659-20-003968.hdr.sgml : 20200114
20200114170503
ACCESSION NUMBER: 0001104659-20-003968
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200110
FILED AS OF DATE: 20200114
DATE AS OF CHANGE: 20200114
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ADAMS STREET PARTNERS LLC
CENTRAL INDEX KEY: 0001193586
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38535
FILM NUMBER: 20526562
BUSINESS ADDRESS:
STREET 1: ONE NORTH WACKER DRIVE
STREET 2: STE 2700
CITY: CHICAGO
STATE: IL
ZIP: 60606-2807
BUSINESS PHONE: 312-553-8486
MAIL ADDRESS:
STREET 1: ONE NORTH WACKER DRIVE
STREET 2: STE 2700
CITY: CHICAGO
STATE: IL
ZIP: 60606-2807
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Aptinyx Inc.
CENTRAL INDEX KEY: 0001674365
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 474626057
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1801 MAPLE AVENUE
STREET 2: SUITE 4300
CITY: EVANSTON
STATE: IL
ZIP: 60201
BUSINESS PHONE: 847-871-0377
MAIL ADDRESS:
STREET 1: 909 DAVIS STREET
STREET 2: SUITE 600
CITY: EVANSTON
STATE: IL
ZIP: 60201
4
1
tm203452d1_4.xml
OWNERSHIP DOCUMENT
X0306
4
2020-01-10
0
0001674365
Aptinyx Inc.
APTX
0001193586
ADAMS STREET PARTNERS LLC
ONE NORTH WACKER DRIVE
SUITE 2700
CHICAGO
IL
60606
0
0
1
0
Common Stock
2020-01-10
4
P
0
152512
3.00
A
691176
I
See footnote
Common Stock
2020-01-10
4
P
0
115367
3.00
A
522837
I
See footnote
Common Stock
2020-01-10
4
P
0
156920
3.00
A
711151
I
See footnote
Common Stock
2020-01-10
4
P
0
120453
3.00
A
504708
I
See footnote
Common Stock
2020-01-10
4
P
0
104942
3.00
A
439714
I
See footnote
Common Stock
2020-01-10
4
P
0
349806
3.00
A
1465716
I
See footnote
Common Stock
695326
I
See footnote
The shares are held directly by Adams Street 2012 Direct Fund LP ("AS 2012").
The shares are held directly by Adams Street 2013 Direct Fund LP ("AS 2013").
The shares are held directly by Adams Street 2014 Direct Fund LP ("AS 2014").
The shares are held directly by Adams Street 2015 Direct Venture/Growth Fund LP ("AS 2015").
The shares are held directly by Adams Street 2016 Direct Venture/Growth Fund LP ("AS 2016").
The shares are held directly by Adams Street Venture/Growth Fund VI LP ("ASVG VI").
Adams Street Partners, LLC is the managing member of the general partner of each of AS 2008, AS 2009, and AS 2010, and the managing member of the general partner of the general partner of AS 2011 (along with AS 2008, AS 2009 and AS 2010, as defined in footnote 9), AS 2012, AS 2013, AS 2014, AS 2015, AS 2016 and ASVG VI. Thomas S. Bremner, Jeffrey T. Diehl, Elisha P. Gould III, Robin P. Murray and Fred Wang, each of whom is a partner of Adams Street Partners, LLC (or a subsidiary thereof), may be deemed to have shared voting and investment power over the reported shares. Adams Street Partners, LLC and Thomas S. Bremner, Jeffrey T. Diehl, Elisha P. Gould III, Robin P. Murray and Fred Wang disclaim beneficial ownership of the shares held by each of the aforementioned funds except to the extent of their pecuniary interest therein.
On January 10, 2020, AS 2012, AS 2013, AS 2014, AS 2015, AS 2016, and ASVG VI purchased 152,512, 115,367, 156,920, 120,453, 104,942, and 349,806 shares of common stock of the Issuer at a price of $3.00 per share, respectively, pursuant to an underwritten public offering.
Represents 249,791 shares of Common Stock held by Adams Street 2008 Direct Fund, L.P. ("AS 2008"), 216,053 shares of Common Stock held by Adams Street 2009 Direct Fund, L.P. ("AS 2009"), 122,728 shares of Common Stock held by Adams Street 2010 Direct Fund, L.P. ("AS 2010"), and 106,754 shares of Common Stock held by Adams Street 2011 Direct Fund LP ("AS 2011").
/s/ Sara Robinson Dasse
2020-01-14