0001628280-25-034301.txt : 20250703 0001628280-25-034301.hdr.sgml : 20250703 20250703170330 ACCESSION NUMBER: 0001628280-25-034301 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20250701 FILED AS OF DATE: 20250703 DATE AS OF CHANGE: 20250703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LISSY DAVID H CENTRAL INDEX KEY: 0001193298 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38160 FILM NUMBER: 251106246 MAIL ADDRESS: STREET 1: C/O BRIGHT HORIZONS FAMILY SOLUTIONS STREET 2: 2 WELLS AVENUE CITY: NEWTON STATE: MA ZIP: 02459 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Redfin Corp CENTRAL INDEX KEY: 0001382821 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE AGENTS & MANAGERS (FOR OTHERS) [6531] ORGANIZATION NAME: 05 Real Estate & Construction EIN: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1099 STEWART STREET, SUITE 600 CITY: seattle STATE: WA ZIP: 98101 BUSINESS PHONE: (206) 576-8610 MAIL ADDRESS: STREET 1: 1099 STEWART STREET, SUITE 600 CITY: seattle STATE: WA ZIP: 98101 FORMER COMPANY: FORMER CONFORMED NAME: Redfin CORP DATE OF NAME CHANGE: 20061206 4 1 wk-form4_1751576602.xml FORM 4 X0508 4 2025-07-01 1 0001382821 Redfin Corp RDFN 0001193298 LISSY DAVID H C/O REDFIN CORPORATION 1099 STEWART STREET, SUITE 600 SEATTLE WA 98101 1 0 0 0 0 Common Stock 2025-07-01 4 D 0 113573 D 0 D Common Stock 2025-07-01 4 D 0 20000 D 0 I By Trust-DHL Common Stock 2025-07-01 4 D 0 10000 D 0 I By Trust-SAL Common Stock 2025-07-01 4 D 0 10000 D 0 I By Trust-JRL Common Stock 2025-07-01 4 D 0 10000 D 0 I By Trust-DAL The shares were disposed of pursuant to the Agreement and Plan of Merger, dated March 9, 2025 (the "Merger Agreement"), by and among Redfin Corporation (the "Company"), Rocket Companies, Inc. ("Parent"), and Neptune Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"). Pursuant to the Merger Agreement, on July 1, 2025, Merger Sub merged with and into Company (the "Merger"), with Company surviving the Merger as a wholly owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), each issued and outstanding share of Company's common stock, par value $0.001 per share ("Company Common Stock") was converted into the right to receive 0.7926 shares of Class A Common Stock of Parent (the "Parent Common Stock" and such ratio, the "Exchange Ratio") and cash payable in lieu of fractional shares, as described in the Merger Agreement. Held by a revocable trust for which the reporting person is the settlor. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein. /s/ Anthony Kappus, attorney-in-fact 2025-07-03