X0303 4 2011-02-11 0000835324 S Y BANCORP INC SYBT 0001193296 HEINTZMAN DAVID P 3019 POPPY WAY LOUISVILLE KY 40206 1 1 0 0 Chairman & CEO Common Stock 2011-02-11 4 M 0 3000 A 95985 D Common Stock 2011-02-11 4 S 0 1000 24.51 D 94985 D Common Stock 2011-02-11 4 S 0 1000 24.5105 D 93985 D Common Stock 2011-02-11 4 S 0 1000 24.50 D 92985 D Common Stock 3495 I By Spouse Common Stock 21811.9877 I By 401k/ESOP - fbo David Heintman Option (Right to Buy) 16.00 2011-02-11 4 M 0 3000 D 2001-06-27 2011-12-27 Common Stock 3000 18000 D Option (Right to Buy) 18.619 2002-06-17 2012-12-17 Common Stock 16590 16590 D Option (Right to Buy) 20.1714 2004-06-16 2013-12-16 Common Stock 15750 15750 D Option (Right to Buy) 22.8095 2005-06-14 2014-12-14 Common Stock 25095 25095 D Option (Right to Buy) 24.0667 2006-07-17 2016-01-17 Common Stock 31500 31500 D Option (Right to Buy) 26.83 2007-08-20 2017-02-20 Common Stock 22000 22000 D Stock Appreciation Right 23.37 2008-08-19 2018-02-19 Common Stock 13500 13500 D Stock Appreciation Right 22.14 2010-02-17 2019-02-17 Common Stock 12300 12300 D Stock Appreciation Right 21.03 2011-02-16 2020-02-16 Common Stock 17550 17550 D Exercise of stock option //David P. Heintzman 2011-02-14