0001209191-17-051539.txt : 20170906 0001209191-17-051539.hdr.sgml : 20170906 20170906141817 ACCESSION NUMBER: 0001209191-17-051539 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170906 FILED AS OF DATE: 20170906 DATE AS OF CHANGE: 20170906 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOKICH CLARK M CENTRAL INDEX KEY: 0001193073 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36071 FILM NUMBER: 171071025 MAIL ADDRESS: STREET 1: 506 SECOND AVE 9TH FLOOR CITY: SEATTLE STATE: WA ZIP: 98104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rocket Fuel Inc. CENTRAL INDEX KEY: 0001477200 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 300472319 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2000 SEAPORT BLVD, SUITE 400 CITY: REDWOOD CITY STATE: CA ZIP: 94063 BUSINESS PHONE: 650-595-1300 MAIL ADDRESS: STREET 1: 2000 SEAPORT BLVD, SUITE 400 CITY: REDWOOD CITY STATE: CA ZIP: 94063 FORMER COMPANY: FORMER CONFORMED NAME: Rocket Fuel, Inc. DATE OF NAME CHANGE: 20091119 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-09-06 1 0001477200 Rocket Fuel Inc. FUEL 0001193073 KOKICH CLARK M 2000 SEAPORT BLVD., SUITE 400 REDWOOD CITY CA 94063 1 0 0 0 Common Stock 2017-09-06 4 D 0 105505 D 0 D Employee Stock Option (right to buy) 29.00 2017-09-06 4 D 0 3750 0.00 D 2023-09-19 Common Stock 3750 0 D Employee Stock Option (right to buy) 23.59 2017-09-06 4 D 0 6000 0.00 D 2024-06-09 Common Stock 6000 0 D Employee Stock Option (right to buy) 8.47 2017-09-06 4 D 0 17582 0.00 D 2025-06-08 Common Stock 17582 0 D Employee Stock Option (right to buy) 2.24 2017-09-06 4 D 0 67060 0.00 D 2026-06-14 Common Stock 67060 0 D Employee Stock Option (right to buy) 2.68 2017-09-06 4 D 0 55090 0.00 D 2027-06-13 Common Stock 55090 0 D Each outstanding share of the common stock of the Issuer was converted into the right to receive $2.60 per share in cash, as described in the Merger Agreement. Each outstanding option of the Issuer was either (1) cancelled and converted automatically into the right to receive $2.60 per share in cash, (2) cancelled without any cash payment or other consideration, or (3) assumed and converted automatically into the right to receive $2.60 per share in cash, as described in the Merger Agreement. This Form 4 reports securities disposed pursuant to the terms of an Agreement and Plan of Merger dated as of July 17, 2017 (the "Merger Agreement"), a copy of which is filed as Exhibit 2.1 to the Issuer's Form 8-K filed with the SEC on July 18, 2017, and by which the Issuer became a wholly-owned subsidiary (the "Merger") of Sizmek Inc. ("Parent"). /s/ Jeff Mitchell, as Attorney-in-Fact 2017-09-06