0001959173-24-001326.txt : 20240223 0001959173-24-001326.hdr.sgml : 20240223 20240223124559 ACCESSION NUMBER: 0001959173-24-001326 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20240223 DATE AS OF CHANGE: 20240223 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GLAUKOS Corp CENTRAL INDEX KEY: 0001192448 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] ORGANIZATION NAME: 08 Industrial Applications and Services IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-37463 FILM NUMBER: 24669014 BUSINESS ADDRESS: STREET 1: 229 AVENIDA FABRICANTE CITY: SAN CLEMENTE STATE: CA ZIP: 92672 BUSINESS PHONE: 949-367-9600 MAIL ADDRESS: STREET 1: 229 AVENIDA FABRICANTE CITY: SAN CLEMENTE STATE: CA ZIP: 92672 FORMER COMPANY: FORMER CONFORMED NAME: GLAUKOS CORP DATE OF NAME CHANGE: 20020925 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Gilliam Joseph E CENTRAL INDEX KEY: 0001705850 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: C/O GLAUKOS CORPORATION STREET 2: 229 AVENIDA FABRICANTE CITY: SAN CLEMENTE STATE: CA ZIP: 92677 144 1 primary_doc.xml 144 0001705850 XXXXXXXX LIVE 0001192448 GLAUKOS Corp 001-37463 229 AVENIDA FABRICANTE SAN CLEMENTE CA 92672 949-367-9600 Gilliam Joseph E Officer Common Fidelity Brokerage Services LLC
900 Salem Street Smithfield RI 02917
158330 14592488.73 48799581 02/23/2024 NYSE
Common 02/23/2024 Option Granted - 05/05/2017 Issuer N 85000 02/23/2024 Cash Common 02/23/2024 Option Granted - 03/14/2018 Issuer N 18000 02/23/2024 Cash Common 02/23/2024 Option Granted - 03/12/2020 Issuer N 33916 02/23/2024 Cash Common 06/28/2019 ESPP Purchase Issuer N 465 06/28/2019 Cash Common 03/14/2020 Restricted Stock Vesting Issuer N 577 03/14/2020 Compensation Common 05/05/2020 Restricted Stock Vesting Issuer N 2962 05/05/2020 Compensation Common 06/30/2020 ESPP Purchase Issuer N 459 06/30/2020 Cash Common 12/16/2020 Restricted Stock Vesting Issuer N 2896 12/16/2020 Compensation Common 03/14/2021 Restricted Stock Vesting Issuer N 376 03/14/2021 Compensation Common 05/06/2021 Restricted Stock Vesting Issuer N 6018 05/06/2021 Compensation Common 12/31/2021 ESPP Purchase Issuer N 296 12/31/2021 Cash Common 01/01/2022 Restricted Stock Vesting Issuer N 227 01/01/2022 Compensation Common 03/14/2022 Restricted Stock Vesting Issuer N 746 03/14/2022 Compensation Common 04/01/2022 Restricted Stock Vesting Issuer N 2055 04/01/2022 Compensation Common 04/06/2022 Restricted Stock Vesting Issuer N 1271 04/06/2022 Compensation Common 06/30/2022 ESPP Purchase Issuer N 527 06/30/2022 Cash Common 11/02/2022 Restricted Stock Vesting Issuer N 1265 11/02/2022 Compensation Common 01/01/2023 Restricted Stock Vesting Issuer N 229 01/01/2023 Compensation Common 01/06/2023 Restricted Stock Vesting Issuer N 1045 01/06/2023 Compensation N Joseph Gilliam
One Glaukos Way Aliso Viejo CA 92656
Common 12/21/2023 50000 4239965.00
Joseph Gilliam
One Glaukos Way Aliso Viejo CA 92656
Common 01/12/2024 221 19671.21
Joseph Gilliam
One Glaukos Way Aliso Viejo CA 92656
Common 01/16/2024 9779 872033.52
Joseph Gilliam
One Glaukos Way Aliso Viejo CA 92656
Common 01/22/2024 524 49262.24
Joseph Gilliam
One Glaukos Way Aliso Viejo CA 92656
Common 01/29/2024 9476 891835.64
Joseph Gilliam
One Glaukos Way Aliso Viejo CA 92656
Common 02/08/2024 5000 480357.50
Joseph Gilliam
One Glaukos Way Aliso Viejo CA 92656
Common 02/09/2024 631 61016.56
Joseph Gilliam
One Glaukos Way Aliso Viejo CA 92656
Common 02/12/2024 1512 146355.10
02/23/2024 /s/ Kevin Johnson, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Joseph Gilliam