0001415889-24-000952.txt : 20240110
0001415889-24-000952.hdr.sgml : 20240110
20240110191452
ACCESSION NUMBER: 0001415889-24-000952
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240108
FILED AS OF DATE: 20240110
DATE AS OF CHANGE: 20240110
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Burns Thomas William
CENTRAL INDEX KEY: 0001644557
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37463
FILM NUMBER: 24527656
MAIL ADDRESS:
STREET 1: C/O GLAUKOS CORPORATION,
STREET 2: 26051 MERIT CIRCLE, SUITE 103
CITY: LAGUNA HILLS
STATE: CA
ZIP: 92653
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GLAUKOS Corp
CENTRAL INDEX KEY: 0001192448
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
ORGANIZATION NAME: 08 Industrial Applications and Services
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 229 AVENIDA FABRICANTE
CITY: SAN CLEMENTE
STATE: CA
ZIP: 92672
BUSINESS PHONE: 949-367-9600
MAIL ADDRESS:
STREET 1: 229 AVENIDA FABRICANTE
CITY: SAN CLEMENTE
STATE: CA
ZIP: 92672
FORMER COMPANY:
FORMER CONFORMED NAME: GLAUKOS CORP
DATE OF NAME CHANGE: 20020925
4
1
form4-01112024_120146.xml
X0508
4
2024-01-08
0001192448
GLAUKOS Corp
GKOS
0001644557
Burns Thomas William
C/O GLAUKOS CORPORATION
ONE GLAUKOS WAY
ALISO VIEJO
CA
92656
true
true
false
false
CHAIRMAN & CEO
1
Common Stock
2024-01-08
4
M
0
60000
7.275
A
115835
D
Common Stock
2024-01-08
4
S
0
2314
80.65
D
113521
D
Common Stock
2024-01-08
4
S
0
12614
81.50
D
100907
D
Common Stock
2024-01-08
4
S
0
23299
82.38
D
77608
D
Common Stock
2024-01-08
4
S
0
17873
83.38
D
59735
D
Common Stock
2024-01-08
4
S
0
3900
84.21
D
55835
D
Common Stock
2024-01-09
4
M
0
115
7.275
A
55950
D
Common Stock
2024-01-09
4
S
0
5
85
D
55945
D
Common Stock
2024-01-09
4
S
0
73
86.74
D
55872
D
Common Stock
2024-01-09
4
S
0
37
87.33
D
55835
D
Common Stock
893932
I
Through the Burns Family Trust
Common Stock
238107
I
Through the Burns Annuity Trust
Common Stock
120000
I
Through the Burns Charitable Remainder Trust
Common Stock
100000
I
Through the Thomas W. Burns Irrevocable Trust
Common Stock
100000
I
Through the Janet M. Burns Irrevocable Trust
Stock Option (Right to Buy)
7.275
2024-01-08
4
M
0
60000
0
D
2024-07-10
Common Stock
60000
115
D
Stock Option (Right to Buy)
7.275
2024-01-09
4
M
0
115
0
D
2024-07-10
Common Stock
115
0
D
Includes 47,177 restricted stock units that have not yet vested or been delivered to the Reporting Person.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2023.
This transaction was executed in multiple trades at prices ranging from $80.00 to $80.94. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $81.00 to $81.99. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $82.00 to $82.99. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $83.00 to $83.97. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $84.05 to $84.39. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $86.25 to $87.24. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $87.26 to $88.04. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2023.
This option was granted on July 10, 2014 and had a four-year vesting schedule in which 25% vested on the first anniversary of the grant date and the
remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vested in full on the four-year anniversary of the grant
date.
Diana Scherer, Attorney-in-Fact
2024-01-10