0001415889-23-016333.txt : 20231212
0001415889-23-016333.hdr.sgml : 20231212
20231212190142
ACCESSION NUMBER: 0001415889-23-016333
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231110
FILED AS OF DATE: 20231212
DATE AS OF CHANGE: 20231212
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Burns Thomas William
CENTRAL INDEX KEY: 0001644557
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37463
FILM NUMBER: 231482513
MAIL ADDRESS:
STREET 1: C/O GLAUKOS CORPORATION,
STREET 2: 26051 MERIT CIRCLE, SUITE 103
CITY: LAGUNA HILLS
STATE: CA
ZIP: 92653
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GLAUKOS Corp
CENTRAL INDEX KEY: 0001192448
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 229 AVENIDA FABRICANTE
CITY: SAN CLEMENTE
STATE: CA
ZIP: 92672
BUSINESS PHONE: 949-367-9600
MAIL ADDRESS:
STREET 1: 229 AVENIDA FABRICANTE
CITY: SAN CLEMENTE
STATE: CA
ZIP: 92672
FORMER COMPANY:
FORMER CONFORMED NAME: GLAUKOS CORP
DATE OF NAME CHANGE: 20020925
4
1
form4-12132023_121236.xml
X0508
4
2023-11-10
0001192448
GLAUKOS Corp
GKOS
0001644557
Burns Thomas William
C/O GLAUKOS CORPORATION
ONE GLAUKOS WAY
ALISO VIEJO
CA
92656
true
true
false
false
CHAIRMAN & CEO
0
Common Stock
2023-11-10
4
F
0
1034
68.83
D
53751
D
Common Stock
2023-12-08
4
A
0
2084
0
A
55835
D
Common Stock
893932
I
Through the Burns Family Trust
Common Stock
238107
I
Through the Burns Annuity Trust
Common Stock
120000
I
Through the Burns Charitable Remainder Trust
Common Stock
100000
I
Through the Thomas W. Burns Irrevocable Trust
Common Stock
100000
I
Through the Janet M. Burns Irrevocable Trust
Stock Option (Right to Buy)
55.18
2023-12-08
4
A
0
4208
0
A
2032-03-24
Common Stock
4208
48392
D
Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer.
Includes 45,093 restricted stock units that have not yet vested or been delivered to the Reporting Person.
Represents shares of common stock underlying a portion of an award of restricted stock units previously granted by the Issuer on March 24, 2022, the vesting of which was subject to the Issuer's achievement of certain pre-determined operational targets over a multi-year performance period. The Compensation, Nominating and Governance Committee of the Issuer's Board of Directors determined on December 8, 2023 that certain of the operational targets had been achieved. The number of shares of common stock reported herein consists of the portion of the award that was earned based upon the achievement of the operational targets. 50% of the number of shares of common stock reported herein will vest and be delivered in February 2024, and the remaining 50% will vest and be delivered in November 2024.
Includes 47,177 restricted stock units that have not yet vested or been delivered to the Reporting Person.
Represents a portion of an option to purchase shares of common stock previously granted by the Issuer on March 24, 2022, the vesting of which was subject to the Issuer's achievement of certain pre-determined operational targets over a multi-year performance period. The Compensation, Nominating & Governance Committee determined on December 8, 2023 that certain of the operational targets had been achieved. The number of shares of common stock subject to the stock option as reported herein consists of the portion of the award that was earned based upon the achievement of the operational targets.
50% of the portion of the option reported herein will vest and become exercisable in February 2024, and the remaining 50% will vest and become exercisable in November 2024.
Diana Scherer, Attorney-in-Fact
2023-12-12