0000950170-24-021212.txt : 20240227 0000950170-24-021212.hdr.sgml : 20240227 20240227162501 ACCESSION NUMBER: 0000950170-24-021212 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20240227 DATE AS OF CHANGE: 20240227 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GLAUKOS Corp CENTRAL INDEX KEY: 0001192448 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] ORGANIZATION NAME: 08 Industrial Applications and Services IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-37463 FILM NUMBER: 24687197 BUSINESS ADDRESS: STREET 1: 1 GLAUKOS WAY CITY: ALISO VIEJO STATE: CA ZIP: 92656 BUSINESS PHONE: 949-367-9600 MAIL ADDRESS: STREET 1: 1 GLAUKOS WAY CITY: ALISO VIEJO STATE: CA ZIP: 92656 FORMER COMPANY: FORMER CONFORMED NAME: GLAUKOS CORP DATE OF NAME CHANGE: 20020925 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: INTERWEST VENTURE MANAGEMENT CO CENTRAL INDEX KEY: 0001697720 ORGANIZATION NAME: IRS NUMBER: 942646039 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 BUSINESS ADDRESS: STREET 1: 548 MARKET STREET STREET 2: #44661 CITY: SAN FRANCISCO STATE: CA ZIP: 94104-5401 BUSINESS PHONE: 6508548585 MAIL ADDRESS: STREET 1: 548 MARKET STREET STREET 2: #44661 CITY: SAN FRANCISCO STATE: CA ZIP: 94104-5401 144 1 primary_doc.xml 144 0001697720 XXXXXXXX LIVE 0001192448 GLAUKOS Corp. 001-37463 229 AVENIDA FABRICANTE SAN CLEMENTE CA 92672 949-367-9600 InterWest Venture Management Co Entity controlled by GKOS Director, Gilbert Kliman Common Stock Merrill Lynch

555 California Street Suite 1800 San Francisco CA 94104

16347 1503924 49470423 02/27/2024 NYSE Common Stock 06/07/2019 Received for no consideration from Gilbert Kliman pursuant to an agreement with respect to compensation Mr. Kliman received from the Issuer for board service. Gilbert Kliman N 4633 05/31/2019 Service-based RSU granted by Issuer 5/31/2018 Common Stock 09/10/2019 Received for no consideration from Gilbert Kliman pursuant to an agreement with respect to compensation Mr. Kliman received from the Issuer for board service. Gilbert Kliman N 3356 08/06/2019 Service-based RSU granted by Issuer 1/2/2019-5/30/2019 Common Stock 09/12/2019 Received for no consideration from Gilbert Kliman pursuant to an agreement with respect to compensation Mr. Kliman received from Avedro for board service. Gilbert Kliman N 1096 08/06/2019 Service-based RSU granted by Avedro 6/4/2019 and exchanged for Issuer shares at closing of merger 11/21/2019 Common Stock 09/08/2021 Received for no consideration from Gilbert Kliman pursuant to an agreement with respect to compensation Mr. Kliman received from the Issuer for board service. Gilbert Kliman N 3900 06/04/2021 Service-based RSU granted by Issuer 6/3/2020 Common Stock 05/18/2022 Received for no consideration from Gilbert Kliman pursuant to an agreement with respect to compensation Mr. Kliman received from the Issuer for board service. Gilbert Kliman N 980 01/03/2022 Service-based RSU granted by Issuer 1/3/2021 Common Stock 08/19/2022 Received for no consideration from Gilbert Kliman pursuant to an agreement with respect to compensation Mr. Kliman received from the Issuer for board service. Gilbert Kliman N 2382 06/03/2022 Serivce-based RSU granted by Issuer 6/3/2021 Y 02/27/2024 Karen Wilson, CFO