0001548538-18-000003.txt : 20181113
0001548538-18-000003.hdr.sgml : 20181113
20181113171727
ACCESSION NUMBER: 0001548538-18-000003
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181108
FILED AS OF DATE: 20181113
DATE AS OF CHANGE: 20181113
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FEDERMAN IRWIN
CENTRAL INDEX KEY: 0001192391
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35348
FILM NUMBER: 181179119
MAIL ADDRESS:
STREET 1: 2735 SAND HILL ROAD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: INTERMOLECULAR INC
CENTRAL INDEX KEY: 0001311241
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 201616267
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3011 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: (408) 582-5700
MAIL ADDRESS:
STREET 1: 3011 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2018-11-08
0001311241
INTERMOLECULAR INC
IMI
0001192391
FEDERMAN IRWIN
1460 EL CAMINO REAL, SUITE 100
MENLO PARK
CA
94025
1
0
1
0
Common Stock, $0.001 per share
2018-11-08
4
J
0
82370
A
538267
D
Common Stock, $0.001 per share
2018-11-08
4
J
0
4280779
D
0
I
Directly owned by USVP IX
Represents a pro-rata, in-kind distribution by U.S. Venture Partners IX, L.P. ("USVP IX"), without additional consideration, to its partners.
This report is one of two reports each on a separate Form 4; however, these forms are related to the same transaction being filed by the reporting persons. The shares are held of record by USVP IX. Presidio Management Group IX, LLC ("PMG IX") is the general partner of USVP IX and may be deemed to have sole voting and dispositive power over the shares held by USVP IX. Irwin Federman, a director of the Issuer, and each of Steven M. Krausz, David E. Liddle, Paul A. Matteucci, Jonathan D. Root, Casey Tansey, and Philip M. Young, are managing members of PMG IX, and may be deemed to share voting and dispositive power over the shares held by USVP IX. Such persons and entities disclaim beneficial ownership of shares held by USVP IX, except to the extent of any proportionate pecuniary interest therein.
Dale Holladay - Attorney in Fact for the reporting person
2018-11-13