0001104659-15-017343.txt : 20150306 0001104659-15-017343.hdr.sgml : 20150306 20150306093817 ACCESSION NUMBER: 0001104659-15-017343 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150304 FILED AS OF DATE: 20150306 DATE AS OF CHANGE: 20150306 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OM Asset Management plc CENTRAL INDEX KEY: 0001611702 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 981179929 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5TH FLOOR, MILLENNIUM BRIDGE HOUSE STREET 2: 2 LAMBETH HILL CITY: LONDON STATE: X0 ZIP: EC4V 4GG BUSINESS PHONE: 617-369-7321 MAIL ADDRESS: STREET 1: OLD MUTUAL (US) HOLDINGS INC. STREET 2: 200 CLARENDON STREET, 53RD FLOOR CITY: BOSTON STATE: MA ZIP: 02116 FORMER COMPANY: FORMER CONFORMED NAME: OM Asset Management Ltd DATE OF NAME CHANGE: 20140624 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROGERS JOHN CENTRAL INDEX KEY: 0001192225 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36683 FILM NUMBER: 15679867 MAIL ADDRESS: STREET 1: ONE MIDTOWN PLAZA STREET 2: 1360 PEACHTREE STREET NE CITY: ATLANTA STATE: GA ZIP: 30309 4 1 a4.xml 4 X0306 4 2015-03-04 0 0001611702 OM Asset Management plc OMAM 0001192225 ROGERS JOHN 5TH FLOOR MILLENNIUM BRIDGE HOUSE 2 LAMBETH HILL LONDON X0 EC4V 4GG UNITED KINGDOM 1 0 0 0 Ordinary shares, nominal value $0.001 2015-03-04 4 P 0 200 17.79 A 200 D Ordinary shares, nominal value $0.001 2015-03-04 4 P 0 1787 17.80 A 1987 D Ordinary shares, nominal value $0.001 2015-03-04 4 P 0 13 17.80 A 2000 D Ordinary shares, nominal value $0.001 2015-03-04 4 P 0 3000 17.80 A 5000 D /s/ Molly S. Mugler, Attorney-in-fact 2015-03-04