0000950142-23-001618.txt : 20230606 0000950142-23-001618.hdr.sgml : 20230606 20230606172820 ACCESSION NUMBER: 0000950142-23-001618 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230602 FILED AS OF DATE: 20230606 DATE AS OF CHANGE: 20230606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BORDES PETER A JR CENTRAL INDEX KEY: 0001191973 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41143 FILM NUMBER: 23997094 MAIL ADDRESS: STREET 1: C/O BEASLEY BROADCAST GROUP, INC. STREET 2: 3033 RIVIERA DRIVE, SUITE 200 CITY: NAPLES STATE: FL ZIP: 34103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Frankel Michael E.S. CENTRAL INDEX KEY: 0001505275 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41143 FILM NUMBER: 23997093 MAIL ADDRESS: STREET 1: 509 OLIVE WAY, SUITE 400 CITY: SEATTLE STATE: WA ZIP: 98101 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sethi Paul CENTRAL INDEX KEY: 0001849866 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41143 FILM NUMBER: 23997092 MAIL ADDRESS: STREET 1: 1285 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10019-6064 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Trajectory Alpha Sponsor LLC CENTRAL INDEX KEY: 0001846749 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41143 FILM NUMBER: 23997095 BUSINESS ADDRESS: STREET 1: 99 WALL STREET, #5801 CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 646-450-2536 MAIL ADDRESS: STREET 1: 99 WALL STREET, #5801 CITY: NEW YORK STATE: NY ZIP: 10005 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Trajectory Alpha Acquisition Corp. CENTRAL INDEX KEY: 0001846750 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 861837862 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 99 WALL STREET, #5801 CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 646-450-2536 MAIL ADDRESS: STREET 1: 99 WALL STREET, #5801 CITY: NEW YORK STATE: NY ZIP: 10005 4 1 es230366765_4-tasponsor.xml OWNERSHIP DOCUMENT X0407 4 2023-06-02 1 0001846750 Trajectory Alpha Acquisition Corp. TCOA 0001846749 Trajectory Alpha Sponsor LLC 99 WALL STREET, #5801 NEW YORK NY 10005 1 1 1 0 See Remarks 0001191973 BORDES PETER A JR 99 WALL STREET, #5801 NEW YORK NY 10005 1 1 1 0 See Remarks 0001505275 Frankel Michael E.S. 99 WALL STREET, #5801 NEW YORK NY 10005 0 1 1 0 See Remarks 0001849866 Sethi Paul 99 WALL STREET, #5801 NEW YORK NY 10005 1 1 1 0 See Remarks 0 Class B common stock 2023-06-02 4 J 0 2120049 0.00 D Class A Common Stock 2120049 355415 D The reported shares of Trajectory Alpha Acquisition Corp. (the "Issuer") are directly held by Trajectory Alpha Sponsor LLC (the "Sponsor"). The Issuer's shares of Class B common stock, par value $0.0001 per share (the "Class B Common Stock"), are convertible for the Issuer's shares of Class A common stock, par value $0.0001 per share, as described in the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-253967) and have no expiration date. On June 2, 2023, the Sponsor disposed of 2,120,049 shares of Class B Common Stock in connection with a purchase and contribution agreement, dated June 2, 2023, among the Sponsor, the Issuer and J. Streicher Holdings, LLC, and related transactions. The Sponsor is the record holder of such shares of Class B common stock. Mr. Bordes, Mr. Frankel and Mr. Sethi are the members of the Sponsor and share voting and investment discretion with respect to the shares of Class B common stock held of record by the Sponsor. In addition, each of Mr. Bordes, Mr. Frankel and Mr. Sethi may be entitled to distributions of private placement warrants from the Sponsor following the consummation of the initial business combination. Each of Mr. Bordes, Mr. Frankel and Mr. Sethi disclaims any beneficial ownership of the securities held by the Sponsor, other than to the extent of any pecuniary interest he may have therein, directly or indirectly. On June 2, 2023, Peter Bordes resigned from his role as Executive Chairman and Chief Executive Officer of the Issuer, Michael E.S. Frankel resigned from his role as President and Chief Financial Officer of the Issuer, and Paul Sethi resigned from his role as Lead Director of the Issuer. /s/ See Signatures Included in Exhibit 99.1 2023-06-06 EX-99.1 2 es230366765_ex9901.htm EXHIBIT 99.1

EXHIBIT 99.1

 

This statement on Form 4 is filed jointly by each of the undersigned. The principal business address of each of these reporting persons is 99 Wall Street, #5801, New York, NY 10005.

 

Name of Designated Filer: Trajectory Alpha Sponsor LLC

 

Date of Event Requiring Statement: June 2, 2023

 

Issuer Name: Trajectory Alpha Acquisition Corp. (TCOA)

 

 

  Trajectory Alpha Sponsor LLC  
       
       
  By: /s/ Michael E.S. Frankel  
  Name: Michael E.S. Frankel  
  Title: Managing Member  
     
       
  By: /s/ Peter Bordes  
  Name: Peter Bordes  
       
       
  By: /s/ Michael E.S. Frankel  
  Name: Michael E.S. Frankel  
       
       
  By: /s/ Paul Sethi  
  Name: Paul Sethi