0001209191-20-056795.txt : 20201103
0001209191-20-056795.hdr.sgml : 20201103
20201103200857
ACCESSION NUMBER: 0001209191-20-056795
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201030
FILED AS OF DATE: 20201103
DATE AS OF CHANGE: 20201103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KRAMER NANCY J
CENTRAL INDEX KEY: 0001191893
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39658
FILM NUMBER: 201284926
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Root, Inc.
CENTRAL INDEX KEY: 0001788882
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
IRS NUMBER: 842717903
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 80 E RICH STREET
STREET 2: SUITE 500
CITY: COLUMBUS
STATE: OH
ZIP: 43215
BUSINESS PHONE: (614) 591-4568
MAIL ADDRESS:
STREET 1: 80 E RICH STREET
STREET 2: SUITE 500
CITY: COLUMBUS
STATE: OH
ZIP: 43215
FORMER COMPANY:
FORMER CONFORMED NAME: Root Stockholdings, Inc.
DATE OF NAME CHANGE: 20190919
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-10-30
0
0001788882
Root, Inc.
ROOT
0001191893
KRAMER NANCY J
C/O ROOT, INC.
80 E RICH STREET, SUITE 500
COLUMBUS
OH
43215
1
0
0
0
Stock Option (Right to Buy)
8.09
2020-10-30
4
J
0
75000
0.00
D
2030-07-30
Common Stock
75000
0
D
Stock Option (Right to Buy)
8.09
2020-10-30
4
J
0
75000
0.00
A
2030-07-30
Class B Common Stock
75000
75000
D
The shares subject to the option are immediately exercisable. The shares subject to the option vest quarterly over 48 months from July 31, 2020, subject to the Reporting Person's continuous service through each such vesting date.
Immediately prior to the completion of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B
Common Stock in an exempt transaction pursuant to Rule 16b-7.
Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration
date.
/s/ Megan Binkley, Attorney-in-fact
2020-11-03