0001209191-20-056795.txt : 20201103 0001209191-20-056795.hdr.sgml : 20201103 20201103200857 ACCESSION NUMBER: 0001209191-20-056795 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201030 FILED AS OF DATE: 20201103 DATE AS OF CHANGE: 20201103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KRAMER NANCY J CENTRAL INDEX KEY: 0001191893 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39658 FILM NUMBER: 201284926 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Root, Inc. CENTRAL INDEX KEY: 0001788882 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 842717903 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 80 E RICH STREET STREET 2: SUITE 500 CITY: COLUMBUS STATE: OH ZIP: 43215 BUSINESS PHONE: (614) 591-4568 MAIL ADDRESS: STREET 1: 80 E RICH STREET STREET 2: SUITE 500 CITY: COLUMBUS STATE: OH ZIP: 43215 FORMER COMPANY: FORMER CONFORMED NAME: Root Stockholdings, Inc. DATE OF NAME CHANGE: 20190919 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-10-30 0 0001788882 Root, Inc. ROOT 0001191893 KRAMER NANCY J C/O ROOT, INC. 80 E RICH STREET, SUITE 500 COLUMBUS OH 43215 1 0 0 0 Stock Option (Right to Buy) 8.09 2020-10-30 4 J 0 75000 0.00 D 2030-07-30 Common Stock 75000 0 D Stock Option (Right to Buy) 8.09 2020-10-30 4 J 0 75000 0.00 A 2030-07-30 Class B Common Stock 75000 75000 D The shares subject to the option are immediately exercisable. The shares subject to the option vest quarterly over 48 months from July 31, 2020, subject to the Reporting Person's continuous service through each such vesting date. Immediately prior to the completion of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. /s/ Megan Binkley, Attorney-in-fact 2020-11-03