0001209191-20-028010.txt : 20200508 0001209191-20-028010.hdr.sgml : 20200508 20200508172949 ACCESSION NUMBER: 0001209191-20-028010 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200506 FILED AS OF DATE: 20200508 DATE AS OF CHANGE: 20200508 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MacFarlane Thaderine D. CENTRAL INDEX KEY: 0001725789 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36532 FILM NUMBER: 20861900 MAIL ADDRESS: STREET 1: C/O MF VENTURES, LLC STREET 2: 201 SPEAR STREET, 14TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MACFARLANE VICTOR B CENTRAL INDEX KEY: 0001191852 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36532 FILM NUMBER: 20861901 MAIL ADDRESS: STREET 1: 151 EXECUTIVE PARK BLVD STREET 2: BUILDING 2 CITY: SAN FRANCISCO STATE: CA ZIP: 94134 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MF Ventures, LLC CENTRAL INDEX KEY: 0001660397 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36532 FILM NUMBER: 20861902 BUSINESS ADDRESS: STREET 1: 201 SPEAR STREET, 14TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-356-2500 MAIL ADDRESS: STREET 1: 201 SPEAR STREET, 14TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER NAME: FORMER CONFORMED NAME: MacFarlane Family Ventures, LLC DATE OF NAME CHANGE: 20151209 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sphere 3D Corp CENTRAL INDEX KEY: 0001591956 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 895 DON MILLS ROAD STREET 2: BLDG. 2, SUITE 900 CITY: TORONTO STATE: A6 ZIP: M3C 1W3 BUSINESS PHONE: 416-749-5999 MAIL ADDRESS: STREET 1: 895 DON MILLS ROAD STREET 2: BLDG. 2, SUITE 900 CITY: TORONTO STATE: A6 ZIP: M3C 1W3 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-05-06 1 0001591956 Sphere 3D Corp ANY 0001660397 MF Ventures, LLC 201 SPEAR STREET, 14TH FLOOR SAN FRANCISCO CA 94105 0 0 1 0 0001191852 MACFARLANE VICTOR B C/O MF VENTURES, LLC 201 SPEAR STREET, 14TH FLOOR SAN FRANCISCO CA 94105 0 0 1 0 0001725789 MacFarlane Thaderine D. C/O MF VENTURES, LLC 201 SPEAR STREET, 14TH FLOOR SAN FRANCISCO CA 94105 0 0 1 0 Common Shares 2020-05-06 4 S 0 16467 1.3017 D 172854 D Common Shares 2020-05-07 4 S 0 32021 1.3107 D 140833 D The range of prices for the shares is from $1.28 to $1.32. The reporting person undertakes that it will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price. Victor B. MacFarlane and Thaderine D. MacFarlane are controlling members of MF Ventures, LLC and may be deemed to share and have indirect beneficial ownership over these shares held directly by MF Ventures, LLC. The range of prices for the shares is from $1.30 to $1.36. The reporting person undertakes that it will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price. /s/ Katharine Ryan-Weiss, as Attorney-in-Fact for MF Ventures, LLC 2020-05-08 /s/ Katharine Ryan-Weiss, as Attorney-in-Fact for Victor B. MacFarlane 2020-05-08 /s/ Katharine Ryan-Weiss, as Attorney-in-Fact for Thaderine D. MacFarlane 2020-05-08