0001209191-20-028010.txt : 20200508
0001209191-20-028010.hdr.sgml : 20200508
20200508172949
ACCESSION NUMBER: 0001209191-20-028010
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200506
FILED AS OF DATE: 20200508
DATE AS OF CHANGE: 20200508
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MacFarlane Thaderine D.
CENTRAL INDEX KEY: 0001725789
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36532
FILM NUMBER: 20861900
MAIL ADDRESS:
STREET 1: C/O MF VENTURES, LLC
STREET 2: 201 SPEAR STREET, 14TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MACFARLANE VICTOR B
CENTRAL INDEX KEY: 0001191852
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36532
FILM NUMBER: 20861901
MAIL ADDRESS:
STREET 1: 151 EXECUTIVE PARK BLVD
STREET 2: BUILDING 2
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94134
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MF Ventures, LLC
CENTRAL INDEX KEY: 0001660397
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36532
FILM NUMBER: 20861902
BUSINESS ADDRESS:
STREET 1: 201 SPEAR STREET, 14TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-356-2500
MAIL ADDRESS:
STREET 1: 201 SPEAR STREET, 14TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
FORMER NAME:
FORMER CONFORMED NAME: MacFarlane Family Ventures, LLC
DATE OF NAME CHANGE: 20151209
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sphere 3D Corp
CENTRAL INDEX KEY: 0001591956
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 895 DON MILLS ROAD
STREET 2: BLDG. 2, SUITE 900
CITY: TORONTO
STATE: A6
ZIP: M3C 1W3
BUSINESS PHONE: 416-749-5999
MAIL ADDRESS:
STREET 1: 895 DON MILLS ROAD
STREET 2: BLDG. 2, SUITE 900
CITY: TORONTO
STATE: A6
ZIP: M3C 1W3
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-05-06
1
0001591956
Sphere 3D Corp
ANY
0001660397
MF Ventures, LLC
201 SPEAR STREET, 14TH FLOOR
SAN FRANCISCO
CA
94105
0
0
1
0
0001191852
MACFARLANE VICTOR B
C/O MF VENTURES, LLC
201 SPEAR STREET, 14TH FLOOR
SAN FRANCISCO
CA
94105
0
0
1
0
0001725789
MacFarlane Thaderine D.
C/O MF VENTURES, LLC
201 SPEAR STREET, 14TH FLOOR
SAN FRANCISCO
CA
94105
0
0
1
0
Common Shares
2020-05-06
4
S
0
16467
1.3017
D
172854
D
Common Shares
2020-05-07
4
S
0
32021
1.3107
D
140833
D
The range of prices for the shares is from $1.28 to $1.32. The reporting person undertakes that it will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
Victor B. MacFarlane and Thaderine D. MacFarlane are controlling members of MF Ventures, LLC and may be deemed to share and have indirect beneficial ownership over these shares held directly by MF Ventures, LLC.
The range of prices for the shares is from $1.30 to $1.36. The reporting person undertakes that it will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
/s/ Katharine Ryan-Weiss, as Attorney-in-Fact for MF Ventures, LLC
2020-05-08
/s/ Katharine Ryan-Weiss, as Attorney-in-Fact for Victor B. MacFarlane
2020-05-08
/s/ Katharine Ryan-Weiss, as Attorney-in-Fact for Thaderine D. MacFarlane
2020-05-08