0000950138-20-000380.txt : 20200921
0000950138-20-000380.hdr.sgml : 20200921
20200921165943
ACCESSION NUMBER: 0000950138-20-000380
CONFORMED SUBMISSION TYPE: 3/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191114
FILED AS OF DATE: 20200921
DATE AS OF CHANGE: 20200921
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LUEBBERS KEVIN M
CENTRAL INDEX KEY: 0001191838
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39134
FILM NUMBER: 201187026
MAIL ADDRESS:
STREET 1: 850 RIDGE LAKE BLVD
STREET 2: STE 300
CITY: MEMPHIS
STATE: TN
ZIP: 38120
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Broadmark Realty Capital Inc.
CENTRAL INDEX KEY: 0001784797
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 842620891
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1420 FIFTH AVENUE
STREET 2: SUITE 2000
CITY: SEATTLE
STATE: WA
ZIP: 98101
BUSINESS PHONE: 206-971-0800
MAIL ADDRESS:
STREET 1: 1420 FIFTH AVENUE
STREET 2: SUITE 2000
CITY: SEATTLE
STATE: WA
ZIP: 98101
FORMER COMPANY:
FORMER CONFORMED NAME: Trinity Sub Inc.
DATE OF NAME CHANGE: 20190806
3/A
1
edgar.xml
PRIMARY DOCUMENT
X0206
3/A
2019-11-14
2019-11-18
0
0001784797
Broadmark Realty Capital Inc.
BRMK
0001191838
LUEBBERS KEVIN M
C/O BROADMARK REALTY CAPITAL INC.
1420 FIFTH AVENUE, SUITE 2000
SEATTLE
WA
98101
1
0
0
0
Common Stock
137305
I
See Note
Warrants (Right to Buy)
11.5
2019-12-14
2024-11-14
Common Stock
259
I
See note
As reported in the initial Form 3 filing by Mr. Luebbers (the "Reporting Person"), the Reporting Person served as a consultant to Trinity Real Estate Investments LLC ("Trinity Investments") from October 2019 to November 2019 pursuant to a consulting agreement. The Reporting Person's consulting agreement provides for a success fee payable by Trinity Investments to the Reporting Person in connection with the issuer's business combination completed November 14, 2019, pursuant to which the Reporting Person is entitled to receive 137,305 shares of Common Stock and 259 Warrants, which as of November 14, 2019 were held by HN Investors LLC and expected to be transferred to Trinity Investments. The consulting agreement provides that instead of transferring these securities to the Reporting Person, Trinity Investments may, at its election, pay the success fee in cash in an amount equal to the value of these securities. Since the Reporting Person had a pecuniary interest in these securities at the time he became a director, he is amending his Form 3 to report the indirect beneficial ownership of such securities.
/s/ Linda D. Koa, as attorney-in-fact for Kevin M. Luebbers
2020-09-21