0001062993-21-001096.txt : 20210209
0001062993-21-001096.hdr.sgml : 20210209
20210209163854
ACCESSION NUMBER: 0001062993-21-001096
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200511
FILED AS OF DATE: 20210209
DATE AS OF CHANGE: 20210209
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MCGRAW HAROLD III
CENTRAL INDEX KEY: 0001191761
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39221
FILM NUMBER: 21607077
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Otis Worldwide Corp
CENTRAL INDEX KEY: 0001781335
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC & OTHER ELECTRICAL EQUIPMENT (NO COMPUTER EQUIP) [3600]
IRS NUMBER: 833789412
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE CARRIER PLACE
CITY: FARMINGTON
STATE: CT
ZIP: 06032
BUSINESS PHONE: 8602184257
MAIL ADDRESS:
STREET 1: ONE CARRIER PLACE
CITY: FARMINGTON
STATE: CT
ZIP: 06032
4/A
1
form4a.xml
AMENDED STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0306
4/A
2020-05-11
2020-05-13
0001781335
Otis Worldwide Corp
OTIS
0001191761
MCGRAW HAROLD III
1 CARRIER PLACE
FARMINGTON
CT
06032
1
0
0
0
Deferred Stock Units
2020-05-11
4
A
0
3590.041
51.81
A
Common Stock
3590.041
28384.79
D
The reporting person acquired these stock units under the Otis Worldwide Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for
service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account
under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.
The reporting person, who was previously a member of the UTC Board of Directors, received Otis Deferred Stock Units in connection with the spin-off of the issuer from UTC that were attributable to his prior service on the UTC Board of Directors. The total previously reported overstated the number of deferred stock units the reporting person received for his prior service with UTC. The total also includes vested deferred restricted stock units that the reporting person received from UTC that were converted in the spin-off as they are equivalent to deferred stock units.
Joshua Mullin, Attorney-in-Fact
2021-02-09