0001062993-21-001096.txt : 20210209 0001062993-21-001096.hdr.sgml : 20210209 20210209163854 ACCESSION NUMBER: 0001062993-21-001096 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200511 FILED AS OF DATE: 20210209 DATE AS OF CHANGE: 20210209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCGRAW HAROLD III CENTRAL INDEX KEY: 0001191761 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-39221 FILM NUMBER: 21607077 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Otis Worldwide Corp CENTRAL INDEX KEY: 0001781335 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC & OTHER ELECTRICAL EQUIPMENT (NO COMPUTER EQUIP) [3600] IRS NUMBER: 833789412 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE CARRIER PLACE CITY: FARMINGTON STATE: CT ZIP: 06032 BUSINESS PHONE: 8602184257 MAIL ADDRESS: STREET 1: ONE CARRIER PLACE CITY: FARMINGTON STATE: CT ZIP: 06032 4/A 1 form4a.xml AMENDED STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4/A 2020-05-11 2020-05-13 0001781335 Otis Worldwide Corp OTIS 0001191761 MCGRAW HAROLD III 1 CARRIER PLACE FARMINGTON CT 06032 1 0 0 0 Deferred Stock Units 2020-05-11 4 A 0 3590.041 51.81 A Common Stock 3590.041 28384.79 D The reporting person acquired these stock units under the Otis Worldwide Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. The reporting person, who was previously a member of the UTC Board of Directors, received Otis Deferred Stock Units in connection with the spin-off of the issuer from UTC that were attributable to his prior service on the UTC Board of Directors. The total previously reported overstated the number of deferred stock units the reporting person received for his prior service with UTC. The total also includes vested deferred restricted stock units that the reporting person received from UTC that were converted in the spin-off as they are equivalent to deferred stock units. Joshua Mullin, Attorney-in-Fact 2021-02-09