X0306 4 2013-07-15 0001137411 ROCKWELL COLLINS INC COL 0001191568 ABZUG BARRY M M/S 124-303 400 COLLINS ROAD NE CEDAR RAPIDS IA 52498-0001 0 1 0 0 Sr. VP, Corporate Development Common Stock 2013-07-15 4 M 0 5345 44.85 A 19325.8982 D Common Stock 2013-07-15 4 M 0 1726 57.92 A 21051.8982 D Common Stock 2013-07-15 4 M 0 600 30.39 A 21651.8982 D Common Stock 2013-07-15 4 S 0 3116 68.00 D 18535.8982 D Common Stock 2013-07-16 4 M 0 5255 44.85 A 23790.8982 D Common Stock 2013-07-16 4 M 0 7274 57.92 A 31064.8982 D Common Stock 2013-07-16 4 M 0 4200 30.39 A 35264.8982 D Common Stock 2013-07-16 4 S 0 16729 68.00 D 18535.8982 D Common Stock 38.5477 I By Savings Plan Stock Option (Right to Buy) 44.85 2013-07-15 4 M 0 5345 0 A 2015-11-17 Common Stock 5345 5255 D Stock Option (Right to Buy) 57.92 2013-07-15 4 M 0 1726 0 A 2016-11-09 Common Stock 1726 7274 D Stock Option (Right to Buy) 30.39 2013-07-15 4 M 0 600 0 A 2018-11-21 Common Stock 600 24200 D Stock Option (Right to Buy) 44.85 2013-07-16 4 M 0 5255 0 A 2015-11-17 Common Stock 5255 0 D Stock Option (Right to Buy) 57.92 2013-07-16 4 M 0 7274 0 A 2016-11-09 Common Stock 7274 0 D Stock Option (Right to Buy) 30.39 2013-07-16 4 M 0 4200 0 A 2018-11-21 Common Stock 4200 20000 D Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of July 1, 2013. Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of July 1, 2013. Stock options granted pursuant to the Company's stock based plans. The options are currently exercisable. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 10, 2013. Gary R. Chadick, Attorney-in-Fact 2013-07-17