0001401257-20-000159.txt : 20201112 0001401257-20-000159.hdr.sgml : 20201112 20201112164457 ACCESSION NUMBER: 0001401257-20-000159 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201110 FILED AS OF DATE: 20201112 DATE AS OF CHANGE: 20201112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GAUT C CHRISTOPHER CENTRAL INDEX KEY: 0001191238 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35504 FILM NUMBER: 201307495 MAIL ADDRESS: STREET 1: 1401 MCKINNEY STREET STREET 2: SUITE 2400 CITY: HOUSTON STATE: TX ZIP: 77010 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FORUM ENERGY TECHNOLOGIES, INC. CENTRAL INDEX KEY: 0001401257 STANDARD INDUSTRIAL CLASSIFICATION: OIL & GAS FILED MACHINERY & EQUIPMENT [3533] IRS NUMBER: 611488595 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10344 SAM HOUSTON PARK DRIVE STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77064 BUSINESS PHONE: 281-949-2500 MAIL ADDRESS: STREET 1: 10344 SAM HOUSTON PARK DRIVE STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77064 FORMER COMPANY: FORMER CONFORMED NAME: FORUM OILFIELD TECHNOLOGIES, INC. DATE OF NAME CHANGE: 20100726 FORMER COMPANY: FORMER CONFORMED NAME: FORUM OILFIELD TECHNOLOGIES INC DATE OF NAME CHANGE: 20070529 4 1 wf-form4_160521748397898.xml FORM 4 X0306 4 2020-11-10 0 0001401257 FORUM ENERGY TECHNOLOGIES, INC. FET 0001191238 GAUT C CHRISTOPHER 10344 SAM HOUSTON PARK DRIVE SUITE 300 HOUSTON TX 77064 1 1 0 0 CEO & COB Common Stock 2020-11-10 4 P 0 7783 8.75 A 231644 D Common Stock 2020-11-11 4 P 0 2217 8.67 A 233861 D Common Stock 2020-11-12 4 P 0 10000 8.49 A 243861 D In connection with a 1-for-20 reverse stock split of Forum Energy Technologies, Inc.'s (the "Company") issued and outstanding shares of common stock, par value $0.01 per share, and corresponding decrease in the Company's authorized shares of common stock (the "Reverse Stock Split"), the Company filed an amendment to its Third Amended and Restated Certificate of Incorporation with the Secretary of State of the State of Delaware (the "Amendment"). The Amendment, effective after market close on November 9, 2020, converted each 20 issued and outstanding shares of common stock into one new share of common stock. The price reported is a weighted average price. These shares were purchased in three transactions at prices ranging between $8.62 and $8.69. The reporting person undertakes to provide to any security holder of Forum Energy Technologies, Inc. or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price set forth in this footnote. The price reported is a weighted average price. These shares were purchased in three transactions at prices ranging between $8.47 and $8.50. The reporting person undertakes to provide to any security holder of Forum Energy Technologies, Inc. or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price set forth in this footnote. /s/ C. Christopher Gaut by John C. Ivascu as Attorney-in- Fact 2020-11-12