0001209191-14-052827.txt : 20140815
0001209191-14-052827.hdr.sgml : 20140815
20140815191431
ACCESSION NUMBER: 0001209191-14-052827
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140814
FILED AS OF DATE: 20140815
DATE AS OF CHANGE: 20140815
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: zulily, inc.
CENTRAL INDEX KEY: 0001478484
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961]
IRS NUMBER: 271202150
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2601 ELLIOTT AVENUE, SUITE 200
CITY: SEATTLE
STATE: WA
ZIP: 98121
BUSINESS PHONE: (877) 779-5614
MAIL ADDRESS:
STREET 1: 2601 ELLIOTT AVENUE, SUITE 200
CITY: SEATTLE
STATE: WA
ZIP: 98121
FORMER COMPANY:
FORMER CONFORMED NAME: Zulily, Inc.
DATE OF NAME CHANGE: 20091217
FORMER COMPANY:
FORMER CONFORMED NAME: BSI Holdings, Inc.
DATE OF NAME CHANGE: 20091210
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CARLBORG W ERIC
CENTRAL INDEX KEY: 0001191203
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36188
FILM NUMBER: 141047706
MAIL ADDRESS:
STREET 1: PROVIDE COMMERCE, INC.
STREET 2: 5005 WATERIDGE VISTA DRIVE
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-08-14
0
0001478484
zulily, inc.
ZU
0001191203
CARLBORG W ERIC
2480 SAND HILL ROAD, SUITE #101
MENLO PARK
CA
94025
1
0
0
0
Class A Common Stock
2014-08-14
4
C
0
50000
A
50000
D
Class A Common Stock
2014-08-14
4
S
0
50000
36.8231
D
0
D
Stock Option (Right to Buy)
0.24
2014-08-14
4
M
0
50000
0.00
D
2020-10-24
Class B Common Stock
50000
275000
D
Class B Common Stock
2014-08-14
4
M
0
50000
0.00
A
Class A Common Stock
50000
50000
D
Class B Common Stock
2014-08-14
4
C
0
50000
0.00
D
Class A Common Stock
50000
0
D
Each share of Class B Common Stock was convertible at any time at the option of the holder into one share of Class A Common Stock.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.70 to $36.91, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2 to this Form 4.
Fully vested.
Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's Amended and Restated Certificate of Incorporation, including, without limitation, certain transfers for tax and estate planning purposes.
Not applicable.
/s/ Deirdre Runnette, Attorney-in-Fact
2014-08-15