0001534969-23-000017.txt : 20230307
0001534969-23-000017.hdr.sgml : 20230307
20230307195020
ACCESSION NUMBER: 0001534969-23-000017
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230306
FILED AS OF DATE: 20230307
DATE AS OF CHANGE: 20230307
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MOYES JAY M
CENTRAL INDEX KEY: 0001191062
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40606
FILM NUMBER: 23714487
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SERA PROGNOSTICS, INC.
CENTRAL INDEX KEY: 0001534969
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071]
IRS NUMBER: 261911522
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2749 E. PARLEYS WAY
STREET 2: SUITE 200
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84109
BUSINESS PHONE: (801) 990-0520
MAIL ADDRESS:
STREET 1: 2749 E. PARLEYS WAY
STREET 2: SUITE 200
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84109
4
1
wf-form4_167823660648362.xml
FORM 4
X0306
4
2023-03-06
0
0001534969
SERA PROGNOSTICS, INC.
SERA
0001191062
MOYES JAY M
C/O SERA PROGNOSTICS, INC.
2749 EAST PARLEYS WAY, SUITE 200
SALT LAKE CITY
UT
84109
0
1
0
0
Chief Financial Officer
Class A Common Stock
2023-03-06
4
A
0
32800
0
A
35630
D
Stock Option (right to buy)
3.8
2023-03-06
4
A
0
51800
0
A
2033-03-06
Class A Common Stock
51800.0
51800
D
Each share is represented by a restricted stock unit ("RSU"). These RSUs vest over four years as follows: 1/4 of the original grant amount vests in annual installments for four years following the vesting commencement date, which is March 6, 2023, subject to the reporting person continuing to provide services to the issuer.
These stock options vest over four years as follows: 1/48 of the original grant amount vests in monthly installments for four years following the vesting commencement date, which is March 6, 2023, subject to the reporting person continuing to provide services to the issuer.
/s/ Benjamin G. Jackson, Attorney-in-fact
2023-03-07