0001179110-20-000155.txt : 20200103
0001179110-20-000155.hdr.sgml : 20200103
20200103161142
ACCESSION NUMBER: 0001179110-20-000155
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191231
FILED AS OF DATE: 20200103
DATE AS OF CHANGE: 20200103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: IBARGUEN ANTHONY
CENTRAL INDEX KEY: 0001190946
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37903
FILM NUMBER: 20505422
MAIL ADDRESS:
STREET 1: ALLIANCE CONSULTING GROUP ASSOCIATES, IN
STREET 2: 181 WASHINGTON STREET - SUITE 350
CITY: CONSHOHOCKEN
STATE: PA
ZIP: 19428
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AquaVenture Holdings Ltd
CENTRAL INDEX KEY: 0001422841
STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941]
IRS NUMBER: 000000000
STATE OF INCORPORATION: D8
BUSINESS ADDRESS:
STREET 1: COMMERCE HOUSE, WICKHAMS CAY 1
STREET 2: P.O. BOX 3140, ROAD TOWN
CITY: TORTOLA
STATE: D8
ZIP: VG1110
BUSINESS PHONE: 813-855-8636
MAIL ADDRESS:
STREET 1: 14400 CARLSON CIRCLE
CITY: TAMPA
STATE: FL
ZIP: 33626
FORMER COMPANY:
FORMER CONFORMED NAME: AQUAVENTURE HOLDINGS LLC
DATE OF NAME CHANGE: 20080104
4
1
edgar.xml
FORM 4 -
X0306
4
2019-12-31
0
0001422841
AquaVenture Holdings Ltd
WAAS
0001190946
IBARGUEN ANTHONY
C/O CONYERS CORP. SERVICES (B.V.I.) LTD.
COMMERCE HOUSE, WICKHAMS CAY 1
ROAD TOWN
D8
VG1110
VIRGIN ISLANDS, BRITISH
1
1
0
0
President & CEO
Ordinary Shares
2019-12-31
5
A
0
E
534
16.93
A
46417
D
The reporting person is voluntarily reporting the acquisition of shares of the issuer's ordinary shares pursuant to the 2016 Employee Stock Purchase Plan (the ESPP). This transaction is also exempt pursuant to Rule 16b-3(c).
In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's ordinary shares on July 1, 2019.
The reporting person no longer reports indirect beneficial ownership of 275 ordinary shares owned by his adult son and 275 ordinary shares owned by his other adult son. In the prior report these ordinary shares were not included in the total number of ordinary shares directly owned, but they were each reported separately, as indirectly owned by his children.
/s/ Chad Schafer, attorney-in-fact
2020-01-03