0001179110-19-011353.txt : 20191101 0001179110-19-011353.hdr.sgml : 20191101 20191101165547 ACCESSION NUMBER: 0001179110-19-011353 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191031 FILED AS OF DATE: 20191101 DATE AS OF CHANGE: 20191101 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: IBARGUEN ANTHONY CENTRAL INDEX KEY: 0001190946 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37903 FILM NUMBER: 191187425 MAIL ADDRESS: STREET 1: ALLIANCE CONSULTING GROUP ASSOCIATES, IN STREET 2: 181 WASHINGTON STREET - SUITE 350 CITY: CONSHOHOCKEN STATE: PA ZIP: 19428 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AquaVenture Holdings Ltd CENTRAL INDEX KEY: 0001422841 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 000000000 STATE OF INCORPORATION: D8 BUSINESS ADDRESS: STREET 1: COMMERCE HOUSE, WICKHAMS CAY 1 STREET 2: P.O. BOX 3140, ROAD TOWN CITY: TORTOLA STATE: D8 ZIP: VG1110 BUSINESS PHONE: 813-855-8636 MAIL ADDRESS: STREET 1: 14400 CARLSON CIRCLE CITY: TAMPA STATE: FL ZIP: 33626 FORMER COMPANY: FORMER CONFORMED NAME: AQUAVENTURE HOLDINGS LLC DATE OF NAME CHANGE: 20080104 4 1 edgar.xml FORM 4 - X0306 4 2019-10-31 0 0001422841 AquaVenture Holdings Ltd WAAS 0001190946 IBARGUEN ANTHONY C/O CONYERS CORP. SERVICES (B.V.I.) LTD. COMMERCE HOUSE, WICKHAMS CAY 1 ROAD TOWN D8 VG1110 VIRGIN ISLANDS, BRITISH 1 1 0 0 President & CEO Ordinary Shares 2019-10-31 4 M 0 1841 0 A 46390 D Ordinary Shares 2019-10-31 4 F 0 507 19.62 D 45883 D Ordinary Shares 275 I By Son Ordinary Shares 275 I By Son Restricted Share Units 2019-10-31 4 M 0 1841 0 D Ordinary Shares 1841 16574 D Ordinary Shares were withheld to cover the minimum income tax withholding requirements associated with the vesting of Restricted Share Units based on the closing stock price as of October 31, 2019. The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, if any. Each Restricted Share Unit represents a contingent right to receive one Ordinary Share of the Company. The Restricted Share Units were issued pursuant to the Company's 2016 Share Option and Incentive Plan. One quarter of the Restricted Share Units shall vest on January 31, 2019, and the remaining 75% of such shares shall vest in equal quarterly installments over the following three (3) years. /s/ Chad Schafer, attorney-in-fact 2019-11-01