0001181431-13-029455.txt : 20130521 0001181431-13-029455.hdr.sgml : 20130521 20130521165436 ACCESSION NUMBER: 0001181431-13-029455 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130517 FILED AS OF DATE: 20130521 DATE AS OF CHANGE: 20130521 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GROSS WILLIAM H CENTRAL INDEX KEY: 0001201891 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21238 FILM NUMBER: 13862454 MAIL ADDRESS: STREET 1: 840 NEWPORT CENTER DRIVE CITY: NEWPORT BEACH STATE: CA ZIP: 92660 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PIMCO CORPORATE & INCOME OPPORTUNITY FUND CENTRAL INDEX KEY: 0001190935 IRS NUMBER: 466121513 BUSINESS ADDRESS: STREET 1: 1633 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-739-3000 MAIL ADDRESS: STREET 1: C/O ALLIANZ GLOBAL INVESTORS FUND MANAGE STREET 2: 1633 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: PIMCO CORPORATE OPPORTUNITY FUND DATE OF NAME CHANGE: 20021022 FORMER COMPANY: FORMER CONFORMED NAME: PIMCO CORPORATE ADVANTAGE FUND DATE OF NAME CHANGE: 20020919 4 1 rrd380726.xml GROSS F4 PTY 5-17-13 X0306 4 2013-05-17 0 0001190935 PIMCO CORPORATE & INCOME OPPORTUNITY FUND PTY 0001201891 GROSS WILLIAM H C/O PIMCO 840 NEWPORT CENTER DRIVE, SUITE 100 NEWPORT BEACH CA 92660 0 0 0 1 See Remarks COMMON STOCK 2013-05-17 4 S 0 35000 20.8987 D 0 I BY CHILD TRUST #2 COMMON STOCK 2013-05-17 4 S 0 13200 20.8987 D 0 I BY CHILD TRUST #3 COMMON STOCK 2013-05-17 4 S 0 18100 21.0646 D 0 I BY CHILD TRUST #5 COMMON STOCK 2013-05-17 4 S 0 12700 21.0646 D 0 I BY CHILD TRUST #6 COMMON STOCK 947739 D COMMON STOCK 223403 I BY SPOUSE COMMON STOCK 708611 I BY CHILD TRUST #1 COMMON STOCK 694668 I BY CHILD TRUST #4 COMMON STOCK 724874 I BY CHILD TRUST #7 COMMON STOCK 13400 I BY CHILD TRUST #8 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.85 to $21.01, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.85 to $21.32, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The Reporting Person is a Portfolio Manager of the Issuer. The Reporting Person is the Co-Chief Investment Officer of Pacific Investment Management Company ("PIMCO") and is a member of PIMCO's Executive Committee. PIMCO serves as sub-advisor for the Issuer. Exhibit List: Exhibit 24 - Power of Attorney /s/ Raulin Villegas, Attorney-in-Fact for William H. Gross 2013-05-21 EX-24. 2 rrd342291_386994.htm POWER OF ATTORNEY rrd342291_386994.html
                                      POWER OF ATTORNEY
                                      WILLIAM H. GROSS

      The undersigned hereby constitutes and appoints the individuals named on Schedule A
attached hereto and as may be amended from time to time, or any of them signing singly, with
full power of substitution and resubstitution, the undersigned's true and lawful attorney in
fact to:

      1.  as may be required, prepare, execute in the undersigned's name and on the
          undersigned's behalf, and submit to the United States Securities and Exchange
          Commission (the "SEC") a Form ID, including amendments thereto, and any
          other documents necessary or appropriate to obtain codes and passwords
          enabling the undersigned to make electronic filings with the SEC of reports
          required by Section 16(a) of the Securities Exchange Act of 1934, as amended,
          or any rule or regulation of the SEC;

      2.  execute for and on behalf of the undersigned, in the undersigned's capacity as a
          Section 16 reporting person of the applicable registered investment companies
          (and any successor companies) listed on Schedule A attached hereto, as amended
          from time to time, and any other registered investment company affiliated with
          or established by Pacific Investment Management Company LLC (PIMCO), for
          which the undersigned becomes a Section 16 reporting person (each, a "Trust"),
          Forms 3, 4, and 5 in accordance with Section 16 of the Securities Exchange Act
          of 1934, as amended, and the rules thereunder,

      3.  do and perform any and all acts for and on behalf of the undersigned which may
          be necessary or desirable to complete and execute any such Form 3, 4, or 5,
          complete and execute any amendment or amendments thereto, and timely file
          such form with the SEC and any stock exchange or similar authority, and

      4.  take any other action of any type whatsoever in connection with the foregoing
          which, in the opinion  of such attorney in fact, may be of benefit to, in the best
          interest of, or legally required by, the undersigned, it being understood that the
          documents executed by such attorney in fact on behalf of the undersigned
          pursuant to this Power of Attorney shall be in such form and shall contain such
          terms and conditions as such attorney in fact may approve in such attorney in
          facts discretion.

      The undersigned hereby grants to each such attorney in fact full power and authority
to do and perform any and every act and thing whatsoever requisite, necessary, or proper to
be done in the exercise of any of the rights and powers herein granted, as fully to all
intents and purposes as the undersigned might or could do if personally present, with full
power of substitution and resubstitution or revocation, hereby ratifying and confirming all
that such attorney in fact, or such attorney in facts substitute or substitutes, shall
lawfully do or cause to be done by virtue of this Power of Attorney and the rights and powers
herein granted.  The undersigned acknowledges that the foregoing attorneys in fact, in
serving in such capacity at the request of the undersigned, are not assuming, nor is any
Trust assuming, any of the undersigned's responsibilities to comply with Section 16 of the
Securities Exchange Act of 1934, as amended.

      This Power of Attorney shall remain in full force and effect until the undersigned is
no longer required to file Forms 3, 4, and 5 with respect to the undersigned's holdings of
and transactions in securities issued by any Trust, unless earlier revoked by the
undersigned in a signed writing delivered to the foregoing attorneys in fact.

      IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be
executed as of this 5th day of December, 2008.


                                                      /s/ WILLIAM H. GROSS




                                         SCHEDULE A

                                    FUND NAME AND SYMBOL


1.	PIMCO CALIFORNIA MUNICIPAL INCOME FUND II  (PCK)
2.	PCM FUND, INC.  (PCM)
3.	PIMCO CORPORATE & INCOME STRATEGY FUND  (PCN)
4.	PIMCO CALIFORNIA MUNICIPAL INCOME FUND  (PCQ)
5.	PIMCO INCOME STRATEGY FUND  (PFL)
6.	PIMCO INCOME STRATEGY FUND II  (PFN)
7.	PIMCO GLOBAL STOCKSPLUS & INCOME FUND  (PGP)
8.	PIMCO HIGH INCOME FUND  (PHK)
9.	PIMCO INCOME OPPORTUNITY FUND  (PKO)
10.	PIMCO MUNICIPAL INCOME FUND  (PMF)
11.	PIMCO MUNICIPAL INCOME FUND II  (PML)
12.	PIMCO MUNICIPAL INCOME FUND III  (PMX)
13.	PIMCO NEW YORK MUNICIPAL INCOME FUND  (PNF)
14.	PIMCO NEW YORK MUNICIPAL INCOME FUND II  (PNI)
15.	PIMCO CORPORATE & INCOME OPPORTUNITY FUND  (PTY)
16.	PIMCO NEW YORK MUNICIPAL INCOME FUND III  (PYN)
17.	PIMCO CALIFORNIA MUNICIPAL INCOME FUND III  (PZC)
18.	PIMCO STRATEGIC GLOBAL GOVERNMENT FUND INC  (RCS)
19.	MONTGOMERY STREET INCOME SECURITIES, INC. (MTS)
20.	PIMCO DYNAMIC INCOME FUND (PDI)
21.	PIMCO DYNAMIC CREDIT INCOME FUND (PCI)



                         INDIVIDUALS APPOINTED AS ATTORNEY-IN-FACT,
                     WITH FULL POWER OF SUBSTITUTION AND RESUBSTITUTION

1.	JENNIFER DURHAM, MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER
2.	KEVIN BROADWATER, EXECUTIVE VICE PRESIDENT
3.	ARIN STANCIL, VICE PRESIDENT, SENIOR COMPLIANCE OFFICER
4.	RAULIN VILLEGAS, VICE PRESIDENT, COMPLIANCE OFFICER