X0202 4 2006-11-07 0001108185 OCCAM NETWORKS INC/DE OCNW 0001225482 PRESIDIO MANAGEMENT GROUP VII L L C 2735 SAND HILL ROAD MENLO PARK CA 94025 0 0 1 0 0001190636 KRAUSZ STEVEN M 2735 SAND HILL ROAD MENLO PARK CA 94025 1 0 1 0 Common Stock 2006-11-07 4 C 0 2781818 A 4538607 I Directly Owned by USVP VII Common Stock 2006-11-07 4 C 0 57955 A 94555 I Directly Owned by 2180 VII Common Stock 2006-11-07 4 C 0 28977 A 47276 I Directly Owned by EP VII-A Common Stock 2006-11-07 4 C 0 28977 A 47276 I Directly Owned by EP VII-B Common Stock 2006-11-07 4 S 0 593340 13.23 D 3945267 I Directly Owned by USVP VII Common Stock 2006-11-07 4 S 0 12361 13.23 D 82194 I Directly Owned by 2180 VII Common Stock 2006-11-07 4 S 0 6180 13.23 D 41096 I Directly Owned by EP VII-A Common Stock 2006-11-07 4 S 0 6180 13.23 D 41096 I Directly Owned by EP VII-B Series A-2 Preferred Shares 2006-11-07 4 C 0 1224000 D Common Stock 2781818 0 I Directly Owned by USVP VII Series A-2 Preferred Shares 2006-11-07 4 C 0 25500 D Common Stock 57955 0 I Directly Owned by 2180 VII Series A-2 Preferred Shares 2006-11-07 4 C 0 12750 D Common Stock 28977 0 I Directly Owned by EP VII-A Series A-2 Preferred Shares 2006-11-07 4 C 0 12750 D Common Stock 28977 0 I Directly Owned by EP VII-B Option (Right to Buy) 468.00 2010-04-28 Common Stock 750 1750 I Directly held by Steve Krausz Option (Right to Buy) 8.04 2012-07-12 Common Stock 500 1750 I Directly held by Steve Krausz Option (Right to Buy) 2.80 2012-12-12 Common Stock 250 1750 I Directly held by Steve Krausz Option (Right to Buy) 9.60 2013-05-29 Common Stock 250 1750 I Directly held by Steve Krausz This Form 4 reporting is a continuation of the Form 4 issued by Presidio Management Group VII, LLC dated same day, 11/7/06. As noted in Table 1 - Item 7 and Table 2 - Item 11, shares are, respectively, held directly by US Venture Partners VII, L.P. (USVP VII), USVP Entrepreneur Partners VII-A, L.P. ("EP VII-A"), USVP Entrepreneur Partners VII-B, L.P. ("EP VII-B"), and 2180 Associates Fund VII, L.P. ("2180 VII"). Presidio Management Group VII, LLC ("PMG VII"), the general partner of USVP VII, EP VII-A, EP VII-B and 2180 VII, and Irwin Federman, Steven M. Krausz, Jonathan D. Root, Philip M. Young, Winston Fu and David Liddle the managing members of PMG VII, may be deemed to share voting and dispositive power over the shares held by USVP VII, EP VII-A, EP VII-B and 2180 VII. Such persons and entities disclaim beneficial ownership of shares held by USVP VII, EP VII-A, EP VII-B and 2180 VII except to the extent of any pecuniary interest therein. All outstanding shares of Series A-2 preferred stock converted into common stock at the applicable conversion rate. Each share of Series A-2 preferred stock converted into approximately 2.27273 shares of common stock based on the current conversion price of $4.40 per common share. Conversion rate reflects the 1-for-40 reverse split effective March 10, 2006. Represents public offering price of $14.00 per share less underwriting discount of $.77 per share. Option is immediately exerciseable for all shares held. As noted in Item 11, these Options are held directly by Steve Krausz, one of the joint filers. Michael P. Maher, Attorney in Fact for each Joint Filer 2006-11-08