0001209191-17-061212.txt : 20171116
0001209191-17-061212.hdr.sgml : 20171116
20171116165225
ACCESSION NUMBER: 0001209191-17-061212
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171115
FILED AS OF DATE: 20171116
DATE AS OF CHANGE: 20171116
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bettencourt Anthony J
CENTRAL INDEX KEY: 0001190624
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35338
FILM NUMBER: 171208568
MAIL ADDRESS:
STREET 1: C/O IMPERVA, INC.
STREET 2: 3400 BRIDGE PARKWAY
CITY: REDWOOD SHORES
STATE: CA
ZIP: 94065
FORMER NAME:
FORMER CONFORMED NAME: BETTENCOURT ANTHONY J
DATE OF NAME CHANGE: 20020918
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: IMPERVA INC
CENTRAL INDEX KEY: 0001364962
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 030460133
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3400 BRIDGE PARKWAY
CITY: REDWOOD SHORES
STATE: CA
ZIP: 94065
BUSINESS PHONE: 650-345-9000
MAIL ADDRESS:
STREET 1: 3400 BRIDGE PARKWAY
CITY: REDWOOD SHORES
STATE: CA
ZIP: 94065
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-11-15
0
0001364962
IMPERVA INC
IMPV
0001190624
Bettencourt Anthony J
C/O IMPERVA, INC.
3400 BRIDGE PARKWAY
REDWOOD SHORES
CA
94065
1
0
0
0
Common Stock
2017-11-15
4
M
0
16563
0.00
A
16563
D
Common Stock
2017-11-15
4
F
0
8643
40.65
D
7920
D
Common Stock
2017-11-15
4
M
0
2237
0.00
A
10157
D
Common Stock
2017-11-15
4
F
0
1168
40.65
D
8989
D
Common Stock
2017-11-15
4
M
0
1694
0.00
A
10683
D
Common Stock
2017-11-15
4
F
0
884
40.65
D
9799
D
Restricted Stock Units
2017-11-15
4
M
0
16563
0.00
D
2024-08-19
Common Stock
16563
66250
D
Restricted Stock Units
2017-11-15
4
M
0
2237
0.00
D
2026-01-31
Common Stock
2237
20138
D
Restricted Stock Units
2017-11-15
4
M
0
1694
0.00
D
2026-01-31
Common Stock
1694
6777
D
Exempt transaction pursuant to Rule 16b-3(e). The shares were automatically withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy tax withholding obligations of the Reporting Person resulting from the vesting and settlement of the RSUs. The shares were withheld and cancelled by the Issuer and no shares were sold by the Reporting Person.
Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer upon vesting.
The restricted stock units vest as follows: 25% of the underlying shares vest one year following the vesting commencement date of November 15, 2014, with the remaining 75% vesting in equal quarterly installments over the next three years.
The Issuer has up to 30 days following vesting to settle. The actual expiration date will be immediately following settlement.
The restricted stock units vest as follows: 25% of the underlying shares vest one year following the vesting commencement date of February 15, 2016, with the remaining 75% vesting in equal quarterly installments over the next three years.
The restricted stock units vest as follows: 12.5% of the underlying shares vest on February 15, 2017, with the remainder vesting in equal 12.5% installments over the next seven quarters.
/s/ Shulamite White, Attorney-in-Fact
2017-11-16