0001209191-17-050353.txt : 20170828 0001209191-17-050353.hdr.sgml : 20170828 20170828063704 ACCESSION NUMBER: 0001209191-17-050353 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170824 FILED AS OF DATE: 20170828 DATE AS OF CHANGE: 20170828 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bettencourt Anthony J CENTRAL INDEX KEY: 0001190624 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35338 FILM NUMBER: 171053150 MAIL ADDRESS: STREET 1: C/O IMPERVA, INC. STREET 2: 3400 BRIDGE PARKWAY CITY: REDWOOD SHORES STATE: CA ZIP: 94065 FORMER NAME: FORMER CONFORMED NAME: BETTENCOURT ANTHONY J DATE OF NAME CHANGE: 20020918 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IMPERVA INC CENTRAL INDEX KEY: 0001364962 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 030460133 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3400 BRIDGE PARKWAY CITY: REDWOOD SHORES STATE: CA ZIP: 94065 BUSINESS PHONE: 650-345-9000 MAIL ADDRESS: STREET 1: 3400 BRIDGE PARKWAY CITY: REDWOOD SHORES STATE: CA ZIP: 94065 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-08-24 0 0001364962 IMPERVA INC IMPV 0001190624 Bettencourt Anthony J C/O IMPERVA, INC. 3400 BRIDGE PARKWAY REDWOOD SHORES CA 94065 1 0 0 0 Common Stock 2017-08-24 4 M 0 80000 29.25 A 99598 D Common Stock 2017-08-24 4 S 0 80000 43.65 D 19598 D Common Stock 2017-08-24 4 S 0 19598 43.36 D 0 D Employee Stock Option (Right to Buy) 29.25 2017-08-24 4 M 0 80000 0.00 D 2024-08-19 Common Stock 80000 85000 D Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $43.45 to $43.85 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $43.20 to $43.45 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range. This Stock Option vests over four years of continuous service as follows: 25% of the underlying shares vest one year following the vesting commencement date of August 18, 2014 with the remaining 75% vesting in equal quarterly installments over the next three years. This stock option is subject to accelerated vesting in the event of a termination of employment of the Reporting Person under certain circumstances following a change in control of the Issuer. /s/ Shulamite White, Attorney-in-Fact 2017-08-28