0001209191-17-032619.txt : 20170516 0001209191-17-032619.hdr.sgml : 20170516 20170516160953 ACCESSION NUMBER: 0001209191-17-032619 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170515 FILED AS OF DATE: 20170516 DATE AS OF CHANGE: 20170516 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IMPERVA INC CENTRAL INDEX KEY: 0001364962 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 030460133 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3400 BRIDGE PARKWAY CITY: REDWOOD SHORES STATE: CA ZIP: 94065 BUSINESS PHONE: 650-345-9000 MAIL ADDRESS: STREET 1: 3400 BRIDGE PARKWAY CITY: REDWOOD SHORES STATE: CA ZIP: 94065 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bettencourt Anthony J CENTRAL INDEX KEY: 0001190624 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35338 FILM NUMBER: 17848673 MAIL ADDRESS: STREET 1: 255 SHORELINE DRIVE STREET 2: SUITE 450 CITY: REDWOOD CITY STATE: CA ZIP: 94065 FORMER NAME: FORMER CONFORMED NAME: BETTENCOURT ANTHONY J DATE OF NAME CHANGE: 20020918 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-05-15 0 0001364962 IMPERVA INC IMPV 0001190624 Bettencourt Anthony J C/O IMPERVA, INC. 3400 BRIDGE PARKWAY REDWOOD SHORES CA 94065 1 1 0 0 Chairman, President and CEO Common Stock 2017-05-15 4 M 0 16563 0.00 A 16563 D Common Stock 2017-05-15 4 F 0 8643 47.85 D 7920 D Common Stock 2017-05-15 4 M 0 2237 0.00 A 10157 D Common Stock 2017-05-15 4 F 0 1168 47.85 D 8989 D Common Stock 2017-05-15 4 M 0 1694 0.00 A 10683 D Common Stock 2017-05-15 4 F 0 884 47.85 D 9799 D Restricted Stock Units 2017-05-15 4 M 0 16563 0.00 D 2024-08-19 Common Stock 16563 99375 D Restricted Stock Units 2017-05-15 4 M 0 2237 0.00 D 2026-01-31 Common Stock 2237 24613 D Restricted Stock Units 2017-05-15 4 M 0 1694 0.00 D 2026-01-31 Common Stock 1694 10165 D Exempt transaction pursuant to Rule 16b-3(e). The shares were automatically withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy tax withholding obligations of the Reporting Person resulting from the vesting and settlement of the RSUs. The shares were withheld and cancelled by the Issuer and no shares were sold by the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer upon vesting. The restricted stock units vest as follows: 25% of the underlying shares vest one year following the vesting commencement date of November 15, 2014, with the remaining 75% vesting in equal quarterly installments over the next three years. The restricted stock units are subject to accelerated vesting in the event of a termination of employment of the Reporting Person under certain circumstances following a change in control of the Issuer. The Issuer has up to 30 days following vesting to settle. The actual expiration date will be immediately following settlement. The restricted stock units vest as follows: 25% of the underlying shares vest one year following the vesting commencement date of February 15, 2016, with the remaining 75% vesting in equal quarterly installments over the next three years. The restricted stock units are subject to accelerated vesting in the event of a termination of employment of the Reporting Person under certain circumstances following a change in control of the Issuer. The restricted stock units vest as follows: 12.5% of the underlying shares vest on February 15, 2017, with the remainder vesting in equal 12.5% installments over the next seven quarters. The restricted stock units are subject to accelerated vesting in the event of a termination of employment of the Reporting Person under certain circumstances following a change in control of the issuer. /s/ Shulamite White, Attorney-in-Fact 2017-05-16