0001140361-15-011346.txt : 20150311 0001140361-15-011346.hdr.sgml : 20150311 20150311162806 ACCESSION NUMBER: 0001140361-15-011346 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150309 FILED AS OF DATE: 20150311 DATE AS OF CHANGE: 20150311 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PROOFPOINT INC CENTRAL INDEX KEY: 0001212458 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 510414846 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 892 ROSS DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 408-517-4710 MAIL ADDRESS: STREET 1: 892 ROSS DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bettencourt Anthony J CENTRAL INDEX KEY: 0001190624 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35506 FILM NUMBER: 15693086 MAIL ADDRESS: STREET 1: 255 SHORELINE DRIVE STREET 2: SUITE 450 CITY: REDWOOD CITY STATE: CA ZIP: 94065 FORMER NAME: FORMER CONFORMED NAME: BETTENCOURT ANTHONY J DATE OF NAME CHANGE: 20020918 4 1 doc1.xml FORM 4 X0306 4 2015-03-09 0 0001212458 PROOFPOINT INC PFPT 0001190624 Bettencourt Anthony J C/O PROOFPOINT, INC. 892 ROSS DR. SUNNYVALE CA 94089 1 0 0 0 Common Stock 2015-03-09 4 M 0 37500 11.00 A 38352 D Common Stock 2015-03-09 4 M 0 12500 22.53 A 50852 D Common Stock 2015-03-09 4 S 0 47022 55.1991 D 3830 D Common Stock 2015-03-09 4 S 0 2978 55.9446 D 852 D Non-qualified stock option (right to buy) 11.00 2015-03-09 4 M 0 37500 0 D 2022-04-10 Common Stock 37500 12500 D Non-qualified stock option (right to buy) 22.53 2015-03-09 4 M 0 12500 0 D 2023-06-09 Common Stock 12500 0 D Represents the aggregate of sales effected on the same day at different prices. Represents the weighted average sales price per share. The shares sold at prices ranging from $54.88 to $55.80 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Represents the weighted average sales price per share. The shares sold at prices ranging from $55.90 to $55.98 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. The stock option is immediately exercisable in full. /s/ Anthony J. Bettencourt by Michael Yang, Attorney-in-Fact 2015-03-11