0001140361-15-011346.txt : 20150311
0001140361-15-011346.hdr.sgml : 20150311
20150311162806
ACCESSION NUMBER: 0001140361-15-011346
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150309
FILED AS OF DATE: 20150311
DATE AS OF CHANGE: 20150311
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PROOFPOINT INC
CENTRAL INDEX KEY: 0001212458
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 510414846
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 892 ROSS DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 408-517-4710
MAIL ADDRESS:
STREET 1: 892 ROSS DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bettencourt Anthony J
CENTRAL INDEX KEY: 0001190624
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35506
FILM NUMBER: 15693086
MAIL ADDRESS:
STREET 1: 255 SHORELINE DRIVE
STREET 2: SUITE 450
CITY: REDWOOD CITY
STATE: CA
ZIP: 94065
FORMER NAME:
FORMER CONFORMED NAME: BETTENCOURT ANTHONY J
DATE OF NAME CHANGE: 20020918
4
1
doc1.xml
FORM 4
X0306
4
2015-03-09
0
0001212458
PROOFPOINT INC
PFPT
0001190624
Bettencourt Anthony J
C/O PROOFPOINT, INC.
892 ROSS DR.
SUNNYVALE
CA
94089
1
0
0
0
Common Stock
2015-03-09
4
M
0
37500
11.00
A
38352
D
Common Stock
2015-03-09
4
M
0
12500
22.53
A
50852
D
Common Stock
2015-03-09
4
S
0
47022
55.1991
D
3830
D
Common Stock
2015-03-09
4
S
0
2978
55.9446
D
852
D
Non-qualified stock option (right to buy)
11.00
2015-03-09
4
M
0
37500
0
D
2022-04-10
Common Stock
37500
12500
D
Non-qualified stock option (right to buy)
22.53
2015-03-09
4
M
0
12500
0
D
2023-06-09
Common Stock
12500
0
D
Represents the aggregate of sales effected on the same day at different prices.
Represents the weighted average sales price per share. The shares sold at prices ranging from $54.88 to $55.80 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
Represents the weighted average sales price per share. The shares sold at prices ranging from $55.90 to $55.98 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
The stock option is immediately exercisable in full.
/s/ Anthony J. Bettencourt by Michael Yang, Attorney-in-Fact
2015-03-11