0001209191-20-055916.txt : 20201027
0001209191-20-055916.hdr.sgml : 20201027
20201027161611
ACCESSION NUMBER: 0001209191-20-055916
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201026
FILED AS OF DATE: 20201027
DATE AS OF CHANGE: 20201027
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HARVEY KEVIN
CENTRAL INDEX KEY: 0001190213
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35506
FILM NUMBER: 201264315
MAIL ADDRESS:
STREET 1: 2480 SAND HILL ROAD
STREET 2: SUITE 200
CITY: MENLO PARK
STATE: CA
ZIP: 94025
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PROOFPOINT INC
CENTRAL INDEX KEY: 0001212458
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 510414846
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 892 ROSS DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 408-517-4710
MAIL ADDRESS:
STREET 1: 892 ROSS DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-10-26
0
0001212458
PROOFPOINT INC
PFPT
0001190213
HARVEY KEVIN
2965 WOODSIDE ROAD
WOODSIDE
CA
94062
1
0
0
0
Common Stock
2020-10-26
4
M
0
12500
4.88
A
35154
D
Common Stock
234464
I
See footnote
Non-qualified stock option (right to buy)
4.88
2020-10-26
4
M
0
12500
0.00
D
2020-10-28
Common Stock
12500
0
D
Shares are owned directly by Kevin R. Harvey's family trust.
The stock option is fully vested.
/s/ Steven M. Spurlock, by power of attorney for Kevin R. Harvey
2020-10-27