0001209191-20-035366.txt : 20200609
0001209191-20-035366.hdr.sgml : 20200609
20200609180806
ACCESSION NUMBER: 0001209191-20-035366
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200601
FILED AS OF DATE: 20200609
DATE AS OF CHANGE: 20200609
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HARVEY KEVIN
CENTRAL INDEX KEY: 0001190213
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38678
FILM NUMBER: 20953021
MAIL ADDRESS:
STREET 1: 2480 SAND HILL ROAD
STREET 2: SUITE 200
CITY: MENLO PARK
STATE: CA
ZIP: 94025
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Upwork Inc.
CENTRAL INDEX KEY: 0001627475
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 464337682
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2625 AUGUSTINE DRIVE
STREET 2: SUITE 601
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
BUSINESS PHONE: 650-316-7500
MAIL ADDRESS:
STREET 1: 2625 AUGUSTINE DRIVE
STREET 2: SUITE 601
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
FORMER COMPANY:
FORMER CONFORMED NAME: Elance-oDesk, Inc.
DATE OF NAME CHANGE: 20141209
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0306
4/A
2020-06-01
2020-06-03
0
0001627475
Upwork Inc.
UPWK
0001190213
HARVEY KEVIN
2965 WOODSIDE ROAD
WOODSIDE
CA
94062
1
0
0
0
Common Stock
2020-06-01
4
A
0
12952
0.00
A
33516
D
Common Stock
2020-06-01
4
A
0
3022
0.00
A
37538
D
Common Stock
1751315
I
See footnote
Common Stock
575142
I
See footnote
Represents an award of restricted stock units ("RSUs"). The RSUs vest 100% on the earlier of (a) the date immediately prior to the Issuer's 2021 annual meeting of stockholders and (b) June 1, 2021, in each case subject to the continuing service of the Reporting Person through such date.
Represents an award of RSUs. The RSUs vest quarterly over four quarters (with the first such vesting date occurring on September 30, 2020), subject to the continuing service of the Reporting Person on each vesting date; provided, however, that the final quarterly installment shall fully vest on the earlier of (a) the date immediately prior to the 2021 annual meeting of stockholders and (b) the date that is the last day of the last full quarter of the vesting of such award, in each case subject to the continuing service of the Reporting Person through such date.
Shares are held by a limited liability company controlled by the Reporting Person.
Shares are held by the Reporting Person's family trust.
This amended Form 4 is filed to reflect an adjustment from 575,142 to 748,164 shares for the number of shares held by the Reporting Person's family trust.
/s/ Steven M. Spurlock, by power of attorney for Kevin R. Harvey
2020-06-09