0001209191-20-035366.txt : 20200609 0001209191-20-035366.hdr.sgml : 20200609 20200609180806 ACCESSION NUMBER: 0001209191-20-035366 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200601 FILED AS OF DATE: 20200609 DATE AS OF CHANGE: 20200609 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARVEY KEVIN CENTRAL INDEX KEY: 0001190213 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-38678 FILM NUMBER: 20953021 MAIL ADDRESS: STREET 1: 2480 SAND HILL ROAD STREET 2: SUITE 200 CITY: MENLO PARK STATE: CA ZIP: 94025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Upwork Inc. CENTRAL INDEX KEY: 0001627475 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 464337682 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2625 AUGUSTINE DRIVE STREET 2: SUITE 601 CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 650-316-7500 MAIL ADDRESS: STREET 1: 2625 AUGUSTINE DRIVE STREET 2: SUITE 601 CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: Elance-oDesk, Inc. DATE OF NAME CHANGE: 20141209 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2020-06-01 2020-06-03 0 0001627475 Upwork Inc. UPWK 0001190213 HARVEY KEVIN 2965 WOODSIDE ROAD WOODSIDE CA 94062 1 0 0 0 Common Stock 2020-06-01 4 A 0 12952 0.00 A 33516 D Common Stock 2020-06-01 4 A 0 3022 0.00 A 37538 D Common Stock 1751315 I See footnote Common Stock 575142 I See footnote Represents an award of restricted stock units ("RSUs"). The RSUs vest 100% on the earlier of (a) the date immediately prior to the Issuer's 2021 annual meeting of stockholders and (b) June 1, 2021, in each case subject to the continuing service of the Reporting Person through such date. Represents an award of RSUs. The RSUs vest quarterly over four quarters (with the first such vesting date occurring on September 30, 2020), subject to the continuing service of the Reporting Person on each vesting date; provided, however, that the final quarterly installment shall fully vest on the earlier of (a) the date immediately prior to the 2021 annual meeting of stockholders and (b) the date that is the last day of the last full quarter of the vesting of such award, in each case subject to the continuing service of the Reporting Person through such date. Shares are held by a limited liability company controlled by the Reporting Person. Shares are held by the Reporting Person's family trust. This amended Form 4 is filed to reflect an adjustment from 575,142 to 748,164 shares for the number of shares held by the Reporting Person's family trust. /s/ Steven M. Spurlock, by power of attorney for Kevin R. Harvey 2020-06-09