0001209191-14-017049.txt : 20140305 0001209191-14-017049.hdr.sgml : 20140305 20140305091907 ACCESSION NUMBER: 0001209191-14-017049 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140303 FILED AS OF DATE: 20140305 DATE AS OF CHANGE: 20140305 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Dr Pepper Snapple Group, Inc. CENTRAL INDEX KEY: 0001418135 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 753258232 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5301 LEGACY DRIVE CITY: PLANO STATE: TX ZIP: 75024 BUSINESS PHONE: (972) 673-7000 MAIL ADDRESS: STREET 1: 5301 LEGACY DRIVE CITY: PLANO STATE: TX ZIP: 75024 FORMER COMPANY: FORMER CONFORMED NAME: CSAB Inc. DATE OF NAME CHANGE: 20071109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ELLEN MARTIN M CENTRAL INDEX KEY: 0001189832 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33829 FILM NUMBER: 14667560 MAIL ADDRESS: STREET 1: 5301 LEGACY DR. CITY: PLANO STATE: TX ZIP: 75024 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-03-03 0 0001418135 Dr Pepper Snapple Group, Inc. DPS 0001189832 ELLEN MARTIN M 5301 LEGACY DRIVE PLANO TX 75024 0 1 0 0 Executive Vice President & CFO Common Stock 2014-03-03 4 J 0 23130 0.00 A 23130 D Common Stock 2014-03-03 4 J 0 2312 0.00 A 25442 D Common Stock 2014-03-03 4 F 0 8960 0.00 D 16482 D Common Stock 2014-03-04 4 S 0 14482 51.814 D 2000 D Restricted Stock Unit 0.00 2014-03-03 4 J 0 23130 0.00 D Common Stock 23130 0 D Employee Stock Option (Right to Buy) 51.68 2014-03-03 4 A 0 49224 51.68 A 2024-03-03 Common Stock 49224 49224 D Restricted Stock Unit 0.00 2014-03-03 4 A 0 11048 0.00 A Common Stock 11048 11048 D These shares represent restricted stock units granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 that vested on March 2, 2014 and settled on March 3, 2014. These shares are restricted stock units (acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in footnote (1) above) that vested on March 2, 2014 and settled on March 3, 2014. Represents shares withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units referenced in footnotes (1) and (2) above. The price represents the weighted average sale price of the securities disposed of. The range of prices for the transaction is $51.77-$51.89. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price. 55,000 shares are beneficially owned by Martin Robin Partners, L.P., in which the reporting person has a pecuniary interest. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009. Restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the settlement date. This option was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 and vests in three equal annual installments on each anniversary date of the grant commencing on March 3, 2015. Wayne R. Lewis, attorney in fact 2014-03-04