0001209191-14-017049.txt : 20140305
0001209191-14-017049.hdr.sgml : 20140305
20140305091907
ACCESSION NUMBER: 0001209191-14-017049
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140303
FILED AS OF DATE: 20140305
DATE AS OF CHANGE: 20140305
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Dr Pepper Snapple Group, Inc.
CENTRAL INDEX KEY: 0001418135
STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080]
IRS NUMBER: 753258232
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5301 LEGACY DRIVE
CITY: PLANO
STATE: TX
ZIP: 75024
BUSINESS PHONE: (972) 673-7000
MAIL ADDRESS:
STREET 1: 5301 LEGACY DRIVE
CITY: PLANO
STATE: TX
ZIP: 75024
FORMER COMPANY:
FORMER CONFORMED NAME: CSAB Inc.
DATE OF NAME CHANGE: 20071109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ELLEN MARTIN M
CENTRAL INDEX KEY: 0001189832
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33829
FILM NUMBER: 14667560
MAIL ADDRESS:
STREET 1: 5301 LEGACY DR.
CITY: PLANO
STATE: TX
ZIP: 75024
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-03-03
0
0001418135
Dr Pepper Snapple Group, Inc.
DPS
0001189832
ELLEN MARTIN M
5301 LEGACY DRIVE
PLANO
TX
75024
0
1
0
0
Executive Vice President & CFO
Common Stock
2014-03-03
4
J
0
23130
0.00
A
23130
D
Common Stock
2014-03-03
4
J
0
2312
0.00
A
25442
D
Common Stock
2014-03-03
4
F
0
8960
0.00
D
16482
D
Common Stock
2014-03-04
4
S
0
14482
51.814
D
2000
D
Restricted Stock Unit
0.00
2014-03-03
4
J
0
23130
0.00
D
Common Stock
23130
0
D
Employee Stock Option (Right to Buy)
51.68
2014-03-03
4
A
0
49224
51.68
A
2024-03-03
Common Stock
49224
49224
D
Restricted Stock Unit
0.00
2014-03-03
4
A
0
11048
0.00
A
Common Stock
11048
11048
D
These shares represent restricted stock units granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 that vested on March 2, 2014 and settled on March 3, 2014.
These shares are restricted stock units (acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in footnote (1) above) that vested on March 2, 2014 and settled on March 3, 2014.
Represents shares withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units referenced in footnotes (1) and (2) above.
The price represents the weighted average sale price of the securities disposed of. The range of prices for the transaction is $51.77-$51.89. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
55,000 shares are beneficially owned by Martin Robin Partners, L.P., in which the reporting person has a pecuniary interest.
Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009.
Restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the settlement date.
This option was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 and vests in three equal annual installments on each anniversary date of the grant commencing on March 3, 2015.
Wayne R. Lewis, attorney in fact
2014-03-04