0001209191-17-017521.txt : 20170303 0001209191-17-017521.hdr.sgml : 20170303 20170303162210 ACCESSION NUMBER: 0001209191-17-017521 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170301 FILED AS OF DATE: 20170303 DATE AS OF CHANGE: 20170303 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CommScope Holding Company, Inc. CENTRAL INDEX KEY: 0001517228 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 274332098 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1100 COMMSCOPE PLACE, SE CITY: HICKORY STATE: NC ZIP: 28602 BUSINESS PHONE: 828-324-2200 MAIL ADDRESS: STREET 1: 1100 COMMSCOPE PLACE, SE CITY: HICKORY STATE: NC ZIP: 28602 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OLSON MARK A CENTRAL INDEX KEY: 0001189817 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36146 FILM NUMBER: 17663924 MAIL ADDRESS: STREET 1: THREE WESTBROOK CORPORATE CENTER STREET 2: SUITE 900 CITY: WESTCHESTER STATE: IL ZIP: 60154 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-03-01 0 0001517228 CommScope Holding Company, Inc. COMM 0001189817 OLSON MARK A C/O COMMSCOPE HOLDING COMPANY, INC., 1100 COMMSCOPE PLACE, SE HICKORY NC 28602 0 1 0 0 EVP and CFO Common Stock 2017-03-01 4 M 0 14302 5.74 A 85172 D Common Stock 2017-03-01 4 M 0 15698 5.57 A 100870 D Common Stock 2017-03-01 4 S 0 27300 38.9955 D 73570 D Common Stock 2017-03-01 4 S 0 2700 39.4581 D 70870 D Stock Option (Right to Buy) 5.74 2017-03-01 4 M 0 14302 0.00 D 2016-02-17 2021-01-26 Common Stock 14302 8141 D Common Stock (Right to Buy) 5.57 2017-03-01 4 M 0 15698 0.00 D 2016-02-17 2021-02-21 Common Stock 15698 0 D The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2016. As previously reported, includes (a) 13,168 restricted stock units that were granted on 02/27/2017 and will vest in three equal installments on 02/27/2018, 02/27/2019, and 02/27/2020; (b) 10,692 restricted stock units that were granted on 02/23/2016 and will vest ratably on 02/23/2018 and 02/23/2019; (c) 3,613 restricted stock units that were granted on 02/24/2015 and will vest on 02/24/2018; (d) 18,540 performance share units that were earned on 02/23/2017 and will vest ratably on 02/23/2018 and 02/23/2019; and (e) 4,233 performance share units that were earned on 02/24/2017 and will vest on 02/24/2018, each subject to the reporting person's continued employment with the issuer. The price shown is the weighted average prices of the shares sold in this transaction. The price range for this transaction is $38.34 to $39.33. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price for this transaction. The price shown is the weighted average prices of the shares sold in this transaction. The price range for this transaction is $39.37 to $39.67. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price for this transaction. /s/Frank B. Wyatt, II, under a Power of Attorney 2017-03-03