0001209191-12-049992.txt : 20121019 0001209191-12-049992.hdr.sgml : 20121019 20121019122242 ACCESSION NUMBER: 0001209191-12-049992 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20100920 FILED AS OF DATE: 20121019 DATE AS OF CHANGE: 20121019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BURLAGE PETER J CENTRAL INDEX KEY: 0001189324 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-34156 FILM NUMBER: 121151888 MAIL ADDRESS: STREET 1: 2819 WALNUT HILL LANE CITY: DALLAS STATE: TX ZIP: 75229 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PMFG, Inc. CENTRAL INDEX KEY: 0001422862 STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT, NEC [3569] IRS NUMBER: 510661574 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 14651 NORTH DALLAS PARKWAY STREET 2: SUITE 500 CITY: DALLAS STATE: TX ZIP: 75254 BUSINESS PHONE: (214) 357-6181 MAIL ADDRESS: STREET 1: 14651 NORTH DALLAS PARKWAY STREET 2: SUITE 500 CITY: DALLAS STATE: TX ZIP: 75254 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2010-09-20 2010-09-21 0 0001422862 PMFG, Inc. PMFG 0001189324 BURLAGE PETER J 14651 NORTH DALLAS PARKWAY DALLAS TX 75245 0 1 0 0 Chief Executive Officer Common Stock 2010-09-20 4 M 0 13047 1.5781 A 96539 D Common Stock 2010-09-20 4 S 0 13047 16.8558 D 83492 D Employee Stock Option 1.5781 2010-09-20 4 M 0 13047 0.00 D 2005-01-17 2011-01-17 Common Stock 13047 58953 D (1) This amendment corrects a clerical error reflected in Mr. Burlage's Form 4 filed on September 21, 2010 (the "2010 Form 4") and the first amendment to the 2010 Form 4 filed on September 27, 2010. After exercising 13,047 options to purchase shares of common stock, Mr. Burlage owned 96,539 shares of common stock and had 58,593 options to purchase shares of common stock remaining. After selling 13,047 shares of common stock, Mr. Burlage owned 83,492 shares of common stock. Mr. Burlage's previously filed Form 4s should be read in light of this amendment. (2) The options vest in four equal annual installments on January 17, 2002, 2003, 2004 and 2005. All options were exercised pursuant to a 10b5-1 Plan dated September 15, 2010. /s/ Melissa Beare as attorney-in-fact for Peter Burlage 2012-10-19 EX-24.4A_441830 2 poa.txt POA DOCUMENT POWER OF ATTORNEY Know all of these present that the undersigned hereby constitutes and appoints each of Peter J. Burlage, Ronald L. McCrummen and Melissa Beare signing singly, the undersigned's true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned's capacity as an officer, secretary and/or director of Peerless Mfg. Co. (the "Company"), Forms 3, 4 and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules there under; (2) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3, 4 or 5 and timely file such form with the United States Securities and Exchange Commission and any stock exchange or similar authority; and; (3) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact's discretion. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4 and 5, with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 25th day of July, 2012. Signature: Peter J. Burlage Print Name: Peter J. Burlage