0001209191-17-067379.txt : 20171227 0001209191-17-067379.hdr.sgml : 20171227 20171227133657 ACCESSION NUMBER: 0001209191-17-067379 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171227 FILED AS OF DATE: 20171227 DATE AS OF CHANGE: 20171227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RUETTGERS MICHAEL C CENTRAL INDEX KEY: 0001189193 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35957 FILM NUMBER: 171275836 MAIL ADDRESS: STREET 1: 176 SOUTH ST. CITY: HOPKINTON STATE: MA ZIP: 01748 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Gigamon Inc. CENTRAL INDEX KEY: 0001484504 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 263963351 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3300 OLCOTT STREET CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 408-831-4000 MAIL ADDRESS: STREET 1: 3300 OLCOTT STREET CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: Gigamon LLC DATE OF NAME CHANGE: 20100218 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-12-27 1 0001484504 Gigamon Inc. GIMO 0001189193 RUETTGERS MICHAEL C C/O GIGAMON INC. 3300 OLCOTT STREET SANTA CLARA CA 95954 1 0 0 0 Common Stock 2017-12-27 4 U 0 120119 D 0 D Common Stock 2017-12-27 4 U 0 1000 D 0 I See Footnote Stock Option (right to buy) 17.46 2017-12-27 4 D 0 16959 D 2024-06-13 Common Stock 16959 0 D Certain of these securities were restricted stock units ("RSUs") that represented the Reporting Person's right to receive shares of Common Stock of the Issuer. The RSUs were cancelled pursuant to that certain Merger Agreement, dated October 26, 2017, between the Issuer, Ginsberg Holdco, Inc. and Ginsberg Merger Sub, Inc. (the "Merger Agreement"), in exchange for a cash payment of $38.50 per share. Disposed of pursuant to the Merger Agreement, in exchange for a cash payment of $38.50 per share. Reported securities held by the spouse of the Reporting Person. The option, which provided for vesting in twelve equal monthly installments beginning July 13, 2014, was cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to the difference between $38.50 and the per share exercise price of the option. All share numbers and per share prices disclosed on this Form 4 give effect to the Issuer's one-for-three reverse stock split completed on May 20, 2013. /s/ Paul Shinn, Attorney-in-Fact 2017-12-27