0001140361-18-019085.txt : 20180419 0001140361-18-019085.hdr.sgml : 20180419 20180419173849 ACCESSION NUMBER: 0001140361-18-019085 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180417 FILED AS OF DATE: 20180419 DATE AS OF CHANGE: 20180419 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOGAN RANDALL J CENTRAL INDEX KEY: 0001189049 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11625 FILM NUMBER: 18764657 MAIL ADDRESS: STREET 1: 5500 WAYZATA BLVD. STREET 2: SUITE 600 CITY: GOLDEN VALLEY STATE: MN ZIP: 55416 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PENTAIR plc CENTRAL INDEX KEY: 0000077360 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY (NO METALWORKING MACHINERY) [3550] IRS NUMBER: 981050812 STATE OF INCORPORATION: L2 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 43 LONDON WALL CITY: LONDON STATE: X0 ZIP: EC2M 5TF BUSINESS PHONE: 763-545-1730 MAIL ADDRESS: STREET 1: C/O PENTAIR MANAGEMENT COMPANY STREET 2: 5500 WAYZATA BLVD CITY: GOLDEN VALLEY STATE: MN ZIP: 55416 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR LTD DATE OF NAME CHANGE: 20121003 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR INDUSTRIES INC DATE OF NAME CHANGE: 19790327 4 1 doc1.xml FORM 4 X0306 4 2018-04-17 0 0000077360 PENTAIR plc PNR 0001189049 HOGAN RANDALL J 5500 WAYZATA BLVD., SUITE 600 GOLDEN VALLEY MN 55416 1 1 0 0 Chairman & Chief Exec. Officer Common Shares 2018-04-17 4 M 0 50000 24.78 A 83055 D Common Shares 2018-04-17 4 S 0 50000 71.00 D 33055 D Common Shares 2018-04-18 4 M 0 50000 24.78 A 83055 D Common Shares 2018-04-18 4 S 0 50000 72.00 D 33055 D Common Shares - Deferral Plan 60842.301 I Plan Agent Common Shares - ESOP 2289.9979 I By ESOP Employee Stock Option (right to buy) 24.78 2018-04-17 4 M 0 50000 0 D 2010-01-02 2019-01-02 Common Shares 50000 255253 D Employee Stock Option (right to buy) 24.78 2018-04-18 4 M 0 50000 0 D 2010-01-02 2019-01-02 Common Shares 50000 205253 D The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on January 2, 2019. Shares of Pentair plc common stock will be delivered to the reporting person in accordance with their irrevocable deferral election. End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transaction not required to be reported pursuant to Section 16(a). One-third of the stock options became exercisable on the first, second and third anniversary of the grant. /s/ John K. Wilson, Attorney-in-Fact for Randall J. Hogan 2018-04-19