0001209191-23-016747.txt : 20230307 0001209191-23-016747.hdr.sgml : 20230307 20230307162834 ACCESSION NUMBER: 0001209191-23-016747 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230303 FILED AS OF DATE: 20230307 DATE AS OF CHANGE: 20230307 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FITZPATRICK LINDA A CENTRAL INDEX KEY: 0001188953 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38662 FILM NUMBER: 23712989 MAIL ADDRESS: STREET 1: NUVELO, INC. STREET 2: 675 ALMANOR AVENUE CITY: SUNNYVALE STATE: CA ZIP: 94085 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUTRO BIOPHARMA, INC. CENTRAL INDEX KEY: 0001382101 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 452441988 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 111 OYSTER POINT BLVD. CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 BUSINESS PHONE: 650-392-8412 MAIL ADDRESS: STREET 1: 111 OYSTER POINT BLVD. CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 FORMER COMPANY: FORMER CONFORMED NAME: SUTRO BIOPHARMA INC DATE OF NAME CHANGE: 20061127 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2023-03-03 0 0001382101 SUTRO BIOPHARMA, INC. STRO 0001188953 FITZPATRICK LINDA A C/O SUTRO BIOPHARMA, INC. 111 OYSTER POINT BLVD. SOUTH SAN FRANCISCO CA 94080 0 1 0 0 Chief People & Comm. Officer Common Stock 2023-03-03 4 M 0 9125 A 50335 D Common Stock 2023-03-03 4 M 0 8750 A 59085 D Common Stock 2023-03-03 4 F 0 6395 5.79 D 52690 D Common Stock 10383 I Michael A. & Linda A. Fitzpatrick Family Trust dated 10/13/1997 Stock Option (right to buy Common Stock) 5.79 2023-03-03 4 A 0 40000 0.00 A 2033-02-28 Common Stock 40000 40000 D Restricted Stock Unit (RSU) 2023-03-03 4 A 0 27500 0.00 A 2027-03-01 Common Stock 27500 27500 D Restricted Stock Unit (RSU) 2023-03-03 4 M 0 9125 0.00 D 2026-03-04 Common Stock 9125 27375 D Restricted Stock Unit (RSU) 2023-03-03 4 M 0 8750 0.00 D 2025-03-05 Common Stock 8750 17500 D Each RSU represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement. Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a sale by the reporting person. These securities are held of record by Michael A. Fitzpatrick and Linda A. Fitzpatrick, Trustees of the Michael A. & Linda A. Fitzpatrick Family Trust dated 10/13/1997. The option vests as to 2.0833% of the total shares monthly, beginning on April 1, 2023, with 100% of the total shares vested and exercisable on March 1, 2027, subject to the reporting person's provision of service to the issuer on each vesting date. The RSUs vest as to 1/4th of the total shares annually beginning on March 1, 2024, subject to continued service through each vesting date. The RSUs vest as to 1/4th of the total shares annually beginning on March 4, 2023, subject to continued service through each vesting date. The RSUs vest as to 1/4th of the total shares annually beginning on March 5, 2022, subject to continued service through each vesting date. /s/ Edward C. Albini as attorney-in-fact for Linda A. Fitzpatrick 2023-03-07